What are the responsibilities and job description for the Fixed Income Compliance Manager position at Danos Group?
Our client, a global investment management firm, is looking to add a Compliance Officer to their fixed income compliance team.
Responsibilities
- Proactively identify process improvement and risk mitigation opportunities within the function locally and globally, and work effectively with global portfolio surveillance, management, Technology, and other groups to effect enhancements as appropriate.
- Lead local and global projects that are aimed at improving service levels to the front office and improve the overall effectiveness of our surveillance systems and process/procedures.
- Proactively service Portfolio Managers and Traders without jeopardizing fiduciary responsibilities, seeking ways to enhance the overall effectiveness of guideline compliance for them. Conduct regular service meetings and proactively provide updates on progress. Effectively partner with Portfolio Managers and Traders to proactively strengthen surveillance process when appropriate.
Requirements
- 5 years of financial services experience
- Experience with an investment manager