Title: Due Diligence Consultant

Location: Charlotte, NC

Alternative Location: St. Louis, MO & Richmond, VA

Duration: 6 months

Benefits on offer for this contract position: Health Insurance, Life insurance, 401K and Voluntary Benefits

Summary:

Participate in a variety of assigned and ongoing business operations to ensure success in meeting business goals and objectives. Identify opportunities for process improvement by conducting root cause testing of all compliance and business metrics. Determine areas of strength or Business Execution opportunity within defined scope of work. Review and research strategies and action plans to establish effective processes while meeting performance metrics and policy expectations. Utilize independent judgment to guide moderate risk deliverables. Present recommendations to develop, implement, and monitor strategic approaches, effectiveness of support function, and business performance improvement opportunities for managing risks of the business. Exercise independent judgment and provide guidance in diverse support functions and operations for a single business group within a line of business. Collaborate and consult with leaders and executive management. Provide work direction to less experienced Strategy and Execution staff.

Responsibilities:

• Execute and coordinate the Firm’s Enhanced Due Diligence Intake processes (i.e., phone, emails, alerting)
• Review internal documentation to ensure compliant files are being submitted.
• Compose detailed, informative and sound written communications.
• Liaison with internal and external business partners to ensure that submissions are processed timely and service level standards are met.
• Perform a daily review of the high-risk client alerts to determine if EDD processes are complete.
• Assist with special data reconciliation projects, as needed.

Qualifications:

• Applicants must be authorized to work for ANY employer in the U.S. This position is not eligible for visa sponsorship.
• Experience in compliance, risk management, audit, legal, risk management, project management, or a combination of business process management and financial services industry experience.
• Experience in Banking/Securities Industries, Organizational Leadership, Business Process Management.
• Strong Microsoft Office skills. (Word, Excel, PowerPoint, SharePoint and Teams)
• Excellent communication skills both written and verbal.
• High attention to accuracy and detail.
• Strong problem-solving and decision-making skills.
• Experience performing financial investigations/activity and/or risk analysis/identification.
• Excellent time- management skills.