Rockefeller Capital Management is a leading independent financial advisory firm – providing wealth management, asset management, and strategic advisory services to ultra- and high-net-worth individuals, families, businesses, and institutions. Led by President & CEO Gregory J. Fleming, the firm offers an elevated experience based on traditional Rockefeller global family office values of excellence and service.

Formed in 2018 following the acquisition of Rockefeller & Co., Inc., the firm is rapidly extending its historic brand into contemporary markets. Based in New York City, it has over forty offices in the United States and London and oversees some $112 billion in client assets.

Monetary Control Operations for Rockefeller Capital Management, based in Hamilton, NJ, is responsible for various aspects of Monetary Control Operations including but not limited to:

• Client transaction review and processing
• Collateral monitoring of $4BB security-based lending offering
• Control reporting and enforcement of client trade and non-trade commitments
• Operations projects geared towards advancing efficiency, risk mitigation and business enablement.
• Direct support of Private Advisor Teams, Branch Office Leadership, Rockefeller Trust Company inquires and escalations.

• Review transaction documentation for accuracy, completeness, and compliance with RCM policies and procedures
• Respond to service inquires and provide tutorial support for front office and home office teammates with questions related to transaction processing
• Review inflight transactions for compliance with internal / external policies and regulations.
• Create and review control reporting and escalate issues for resolution.
• Produce team metrics and report trends to senior management.
• Participate in project management functions including requirements gathering, testing and communication planning and execution.

• Bachelor’s degree or equivalent work experience preferred
• Ability to succeed in a fast-paced, dynamic, and evolving organization
• Banking or financial services experience preferred
• Security-based lending (Margin and Non-purpose Lending) experience preferred
• FINRA SIE and Series 7 licenses or willingness to obtain within mutually agreed timeframe
• Operational or Service experience a plus

• Highly motivated, self-starter that possess the ability to work independently and has a desire to drive operational excellence
• Acute attention to detail
• Exceptional ability to multitask with a strong sense of urgency and prioritize competing deadlines
• Must be able to work well under pressure and exercise sound judgment and adhere to all regulatory and compliance requirements.
• Detailed working knowledge of MS Office Suite tools
• Experience collaborating with a team to achieve a common goal
• A creative and analytical thinker with an execution mindset passionate about identifying opportunities and driving change
• Intellectually curious, high energy, driven, ambitious
• Adaptable, comfortable in ambiguity
• Outstanding communication (written and verbal); exceptional interpersonal abilities, team player, works well across teams

Rockefeller & Co. LLC, Rockefeller Financial LLC, Rockefeller Trust Company, N.A., The Rockefeller Trust Company (Delaware), Rockefeller Financial Services, Inc. and all other subsidiaries of Rockefeller Capital Management L.P. (individually and collectively, “Rockefeller”) is an equal opportunity employer and does not discriminate on the basis of race, religion, sex, gender, sexual orientation, gender identity or expression, national origin, citizenship, age, military or veteran status, marital or partnership status, caregiver status, legally recognized disability, or any other basis protected by applicable federal, state or local law (“protected characteristics”).

Rockefeller Capital Management participates in the E-Verify program in certain locations, as required by law.