What You'll Do:

Principal is seeking highly motivated individuals for a Broker Dealer Associate I position. You will be responsible for servicing and responding to requests of broker dealer customers and registered representatives, and ensure representative and customer happiness through account set-up and processing of accounts in a timely and accurate manner.

Here are few examples of the kinds of things youll do:

• Provide service to broker dealer customers and registered representatives through various means including written correspondence, email, phone, internet and fax.
• Process time sensitive tasks with a high level of accuracy while maintaining high level of performance.
• Ensure accurate and correct paperwork is received and handled appropriately using available resources to research more complex requests
• Communicate and collaborate with teammates throughout the day to complete all tasks.
• Prepare documentation using templates to send out required forms to customers.
• Assist with special projects that require minimal research.
• Perform other job related duties or special projects as assigned.

Who You Are:

• High school diploma or equivalent is required.
• 2 years of related experience.
• Must become an associated person of Principal Securities.
• FINRA SIE license is a plus!
• Requires a high degree of accuracy with a strong attention to detail.
• Must have good typing and 10-key skills.
• Able to work independently in a fast-paced work environment.
• Ability to handle the pressure of heavy work volume important.
• Excellent oral and written communication, organizational, problem solving, prioritization, interpersonal and time management skills necessary.
• Requires basic computer skills and the ability to learn business unit software.

Salary Range Information:
Salary ranges below reflect targeted base salaries. Non-sales positions have the opportunity to participate in a bonus program. Sales positions are eligible for sales incentives, and in some instances a bonus plan, whereby total compensation may far exceed base salary depending on individual performance. Actual compensation for all roles will be based upon geographic location, work experience, education, licensure requirements and/or skill level and will be finalized at the time of offer.
Salary Range:
$15.12 - $31.73 / hour
Time Off Program:
Personal Time Off (PTO) is provided to hourly (non-exempt) employees and provides a set amount of accrued time earned each pay period. Employees can use their PTO for vacation, personal or short-term illness.
Pension Eligible:
Yes
Additional Information:

Job Level

Well consider talent at the next level with the right experiences and skills.

Work Environments

This role offers in-office, hybrid (blending at least three office days in a typical workweek), and remote work arrangements (only if residing more than 30 miles from Des Moines, IA, or Charlotte, NC). Youll work with your leader to figure out which option may align best based on several factors.

Work Authorization/Sponsorship

At this time, we're not considering candidates that need any type of immigration sponsorship (additional work authorization or permanent work authorization) now or in the future to work in the United States? This includes, but IS NOT LIMITED TO: F1-OPT, F1-CPT, H-1B, TN, L-1, J-1, etc. For additional information around work authorization needs please use the following links:

Nonimmigrant Workers and Green Card for Employment-Based Immigrants

Investment Code of Ethics

For Principal Global Investors positions, youll need to follow an Investment Code of Ethics related to personal and business conduct as well as personal trading activities for you and members of your household. These same requirements may also apply to other positions across the organization.

Experience Principal

While our expertise spans the globe, we're bound by one common purpose: to foster a world where financial security is accessible to all. And our success depends on the unique experiences, backgrounds, and talents of our employees individually and all of us together. Explore our core values, benefits and why were an exceptional place to grow your career.

Principal is an Equal Opportunity Employer

All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or veteran status.

Posting Window:
We will accept applications for 3 full days following the Original Posting Date, after which the posting may remain open or be removed based upon applications received. If we choose to post the job again, we will accept additional applications for at least 1 full day following the Most Recently Posted Date. Please submit applications in a timely manner as there is no guarantee the posting will be available beyond the applicable deadline.
Date First Posted (TTF):
3/27/2024
Latest Post Date: Careers - US:
3/27/2024

LinkedIn Remote Hashtag

:
#LI-Remote