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General Summary:
The position is responsible for the development, implementation, and testing of all required policies and procedures to keep the firm in regulatory compliance as set forth in the Investment Advisers Act of 1940.
Essential Duties and Job Responsibilities:
Other Responsibilities:
Education, Certifications, and Experience:
Education: Business or Finance Required: Bachelor’s Degree
Preferred:Certifications are a plus, but not required
Experience: Financial Industry Required: 3 years or more
Preferred:Compliance experience, but not required
Knowledge, Skills, and Abilities:
Work Environment:
Physical Demands:
Special Note:
External and internal applicants, as well as position incumbents, must be able to perform the essential job functions as set forth above. Hudson Valley Investment Advisors, Inc. is committed to a policy of Equal Employment Opportunity and will not discriminate against an applicant or employee on the basis of age, sex, sexual orientation, race, color, creed, religion, ethnicity, national origin, alienage or citizenship, disability, marital status, military or veteran status or any other legally-recognized protected basis under federal, state or local laws, regulations or ordinances.
Upon request, individuals with disabilities may be entitled to a reasonable accommodation. A reasonable accommodation is a change in the way things are normally done that will ensure an equal employment opportunity without imposing an undue hardship on the bank. Please inform the Human Resources Department if you need assistance completing any forms or to otherwise participate in the application process or, at the appropriate time, to perform the essential functions of the job.
This job description in no way states or implies that these are the only duties to be performed by an employee. Additional functions and requirements may be assigned by supervisors as deemed appropriate, based on the employee’s knowledge, skill and ability as well as his/her mental and physical abilities.
Full Time
Banking
$79k-100k (estimate)
03/08/2024
06/08/2024
orangebanktrust.com
MIDDLETOWN, NY
100 - 200
1892
Public
JOHN H MORRISON
$50M - $200M
Banking
Orange Bank and Trust is a financial institution that provides commercial and personal banking products and services for individuals and businesses.
The job skills required for Compliance Administrator include Microsoft Office, Regulatory Compliance, Risk Assessment, Communication Skills, Internal Control, etc. Having related job skills and expertise will give you an advantage when applying to be a Compliance Administrator. That makes you unique and can impact how much salary you can get paid. Below are job openings related to skills required by Compliance Administrator. Select any job title you are interested in and start to search job requirements.
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