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Compliance Manager

Northern Bank Woburn, MA
Full Time | Banking 3 Months Ago

The Compliance Manager will support the Bank’s Compliance Management Program and second line testing compliance plan. Support the timely and accurate preparation of information provided for federal and state examinations and audits. 

ESSENTIAL FUNCTIONS

  • Participate and assist the Compliance Officer with regulatory examinations including requesting information from the business lines, arranging logistics, coordinating meetings, facilitating communication; and developing responses. Implements, supports and maintains all compliance related programs including compliance monitoring, and internal control testing and preparation of written reports.
  • Review information collected to ensure completeness and accuracy. If issues are identified from review, escalate to the appropriate internal party
  • Support the development, tracking and reporting of compliance key performance and risk indicators.
  • Keeping abreast of consumer regulatory requirements related to deposit and lending operations and consumer laws and regulations
  • Perform monitoring and testing of the various lending and deposit related laws and regulations
  • Coordinate response efforts to consumer complaints, including but not limited to requesting supporting documentation, scheduling discussions with business unit and initial review of response efforts.
  • Ability to navigate, research and understand regulatory requirements and support any remediation efforts to ensure issues are resolved timely and appropriately.
  • Assist with updates on audit and examination results, issue remediation, emerging risks, regulatory trends, etc.
  • Ensure prior exam and findings are sufficiently addressed, review supervisory guidance/hot topics with management, review metrics and performance data, and ensure consistent message
  • Provide support in other Compliance related functions of the Bank as requested

JOB QUALIFICATIONS

  • Familiarity with consumer compliance laws, regulations within banking industry, and able to perform independent research
  • Proficiency with MS Office, including Word, Excel, PowerPoint, Teams, and Outlook
  • 5-10 years compliance experience preferred
  • Ability to write clearly and concisely, especially policies, procedures, and reports
  • Good organizational and project management skills
  • BA, BS or equivalent required; prior compliance, audit or regulatory examination experience a plus

About Northern Bank & Trust Company

Northern Bank is a full-service bank dedicated to providing practical, common sense financial solutions to help our customers live their lives and grow their businesses. From deposit products to loans to payment and collections services, we work hands-on with our entrepreneurial customers, both locally and across the country, to provide the financial support they need to realize their personal and business goals. Founded in 1960, Northern Bank has assets of $2.65 billion with 13 locations serving communities throughout Middlesex County. Northern Bank is a Member of the FDIC, and an Equal Housing Lender. For more information on online banking services, please visit www.NBTC.com or follow Northern Bank on Facebook (/NorthernBankM A/), Twitter (@northernbankma), Instagram (@northernbankma) and LinkedIn (company/northern-bank-ma/).

WEBSITE

nbtc.com

HEADQUARTERS

WOBURN, MA

SIZE

100 - 200

FOUNDED

1960

CEO

JAMES J MAWN

REVENUE

$50M - $200M

INDUSTRY

Banking

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About Northern Bank

Since 1960, Northern Bank has been the banking partner of choice for businesses and consumers throughout New England. We take an entrepreneurial, commonsense approach to providing a complete line of banking solutions. We are deeply invested in the communities we serve and passionately committed to helping you, our customers, grow. Thanks to the unwavering dedication of our team and the loyalty of our customers, we have been named the #1 performing Community Bank in New England for seven straight years and #1 in the United States in 2015. Northern Bank provides businesses and individuals with d...eposit and cash management services, commercial and franchise financing, residential mortgages, and wealth management services. We currently operate 12 branches in the Greater Boston market. For more information, contact us at 800-273-6908 or visit www.nbtc.com. Member FDIC | Equal Housing Lender. http://facebook.com/northernbankma http://twitter.com/northernbankma Social Media Guidelines: https://www.nbtc.com/customer-service/FAQs/what-are-our-social-media-guidelines-610 More
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