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The Opportunity
As a Compliance Analyst, you will be responsible for monitoring compliance with various regulations, guidelines, and policies for the Company’s General Investment Account. Additionally, you will be responsible for assessing compliance with state regulatory investment limits, monitoring compliance with investment guidelines for discretionary accounts managed by third parties, and monitoring pre and post trade compliance matters using the Company’s order management systems for derivatives in a timely manner. You will also be responsible for supporting certain reporting requirements related to the Company’s governance and compliance framework to senior management.
The Team
The Investment Compliance Team partners with various stakeholders across MassMutual to assess and monitor compliance with various investment regulations, guidelines, and policies for the Company’s General Investment Account. The team works collaboratively with portfolio management, investment operations and various risk management teams across the Company to evaluate a broad range of compliance and risk related matters. The team is also focused on adding value via process improvement, automation, and enhanced reporting to support the Company’s investment strategies and objectives.
The Impact
As a crucial team member, you will provide valuable insight and perspective to management on a broad range of investment related regulatory, governance and risk matters. Candidates should have investment knowledge, strong analytical skills, and the ability to collaborate effectively with a wide range of internal and external stakeholders. Successful candidates will be able to work independently as well as contribute to projects. Individuals must be comfortable with learning new processes and systems and be able to prioritize work among incoming requests from various sources.
Responsibilities Include:
The Minimum Qualifications
The Ideal Qualifications
What to Expect as Part of MassMutual and the Team
#LI-MM1
Other
Insurance
$96k-126k (estimate)
04/27/2024
06/26/2024
massmutual.com
SPRINGFIELD, MA
15,000 - 50,000
1851
Private
ROGER W CRANDALL
$10B - $50B
Insurance
MassMutual offers life insurance products, retirement and investment services for individuals and businesses.