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GENERAL JOB DESCRIPTION
MAI Capital is an ever-growing, evolving registered investment adviser looking for dynamic talent. If you thrive in a fast-paced, collaborative environment, consider taking the next step in your career by applying for our Marketing Review Specialist position.
Our growing Compliance Department helps ensure adherence to the state and federal rules and regulations governing the securities industry. Within Compliance, you will serve as the primary reviewer and work closely with the Marketing and Product & Sales teams. You will help ensure that all marketing materials comply with the SEC marketing rule requirements.
MAJOR DUTIES AND RESPONSIBILITIES
EXPERIENCE/CREDENTIALS
COMPETENCIES
Full Time
$67k-84k (estimate)
10/09/2023
04/17/2024