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The Senior Compliance Analyst will assist with a variety of aspects of our investment advisory compliance program which is an SEC-registered investment adviser in our San Francisco office. This individual will assist in managing the day-to-day implementation, testing and execution of the compliance program which adheres to Rule 206(4)-7 of the Investment Advisors Act of 1940. The firm’s legal and compliance program covers family office clients as well as onshore and offshore private funds.
What You’ll Do:
Ideal Candidate Background:
What We Offer:
Location: Applicants are expected to work onsite in our New York or San Francisco office in accordance with our hybrid working policy.
Compensation Range: ICONIQ is required by law to include a reasonable estimate of the salary range for this role, together with other compensation being offered such as a discretionary bonus, health insurance, and other perks. There are several factors taken into consideration in making compensation decisions including but not limited to skill sets; experience and training; licensure and certifications; and other business and organizational needs. At ICONIQ, we apply a total reward philosophy where all aspects of compensation and benefits are taken into consideration in determining compensation terms. A reasonable estimate of the current salary range is $110,000 – $120,000 together with a discretionary bonus and comprehensive benefits program.
About ICONIQ Capital
ICONIQ Capital is a global investment firm elevated by an extraordinary community. With over $80B assets under management, we seek to build resilient investment portfolios, partner with inspired entrepreneurs transforming industries, manage our clients’ lives and legacies, and create uncommon opportunities across sectors and society.
Full Time
Business Services
$99k-121k (estimate)
03/14/2024
06/27/2024
iconiqcapital.com
SAN FRANCISCO, CA
200 - 500
2011
Investment Company
DIVESH MAKAN
$10M - $50M
Business Services
ICONIQ Capital is a California-based investment company that provides services such as financial advisory and wealth management for individuals and businesses.