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2 Compliance Auditor I Jobs in Laredo, TX

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IBOC Laredo
Laredo, TX | Full Time
$69k-86k (estimate)
5 Months Ago
International Bank of Commerce
Laredo, TX | Full Time
$56k-71k (estimate)
3 Days Ago
Compliance Auditor I
IBOC Laredo Laredo, TX
$69k-86k (estimate)
Full Time 5 Months Ago
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IBOC Laredo is Hiring a Compliance Auditor I Near Laredo, TX

IBC Bank successes are the result of an aggressive and innovative attitude. The Bank's "We Do More" philosophy reflects it's dedication to the growth and success of it's employees, customers and communities. IBC bank hires talented, creative and dedicated individuals to help our business succeed. We are a company that values leadership, community engagement and relationship building that leads to a culture of excellence. We are currently seeking to fill positions across all business segments. IBC's focus is to be customer centric and strive to provide excellent customer experience. Time Type: Full time Department: 671 Compliance Job Summary: Responsible for different elements of the Compliance Program, including training, policies and procedures, complaint management and monitoring and audits. Job Description: ESSENTIAL JOB FUNCTIONS The statements on this job description are intended to describe the general nature of level of work being performed by incumbents. They are not an exhaustive list of all responsibilities, duties, and skills required by all incumbents. Performs self-audits and monitoring for compliance with various lending and deposit laws and regulations, Document reviews and findings Review corrective action provided by LOB and determine if appropriate. Track corrective action implementation Research and respond to compliance related inquiries and review documentation for compliance with regulations Generates different reports for management reporting - training, enforcement actions, customer feedback, CRA reports, etc Performs any audits that are not assigned to the third-party auditor Assists in the coordination and support of 3rd party compliance audit Participates in special department projects (i.e. exam prep) Performs geocoding of data for different management reporting as necessary Ensures that areas of responsibility are included in management reports as necessary Assists in reviewing marketing and PR materials for compliance with laws and regulations Assists in the Consumer Feedback Management program Supports Compliance officer on research requests and emerging issues Provides assistance in training personnel on the Bank's compliance policies and procedures (in person or training alerts) Assists in developing and implementing procedures to comply with compliance regulations Attends seminars, workshops, and various trainings as necessary to develop and maintain Other activities assigned as deemed necessary by Management SKILLS Critical thinking and sharp attention to detail Excellent verbal/written communication skills Proficient in Microsoft Office (Excel, PowerPoint, Word, etc.) Organizational and planning abilities Statistical Analysis Problem-solving and innovative thinking Industry-specific technical knowledge Fast learner and ability to work in fast paced work environment EDUCATION & KNOWLEDGE College Degree or Five years of Banking Experience Knowledge of Consumer Compliance regulations Knowledge of audit process Attention to detail, analysis and critical thinking to evaluate outcome of audit reviews 3-5 years of banking experience preferred CRCM certification preferred but not required IBC Bank was founded in 1966 to meet the needs of small businesses in Laredo, Texas. Today it is one of the largest holding companies in Texas serving 90 communities throughout Texas and Oklahoma with 191 branches and 288 ATM's. The bank's success is a result of an aggressive and innovative attitude. The Bank's "We Do More" philosophy reflects it's dedication to the growth and success of it's employees, customers and communities. Our commitment to "Do More" for the communities we serve permeates our company from top down. The success of IBC and it's 50 consecutive years of growth and profitability are due to strong leadership, customer centric business philosophy and our motto of "Doing More" in our communities. Wait there's more! We offer a comprehensive benefits package, based on eligibility, benefits include: Medical Plan Employer Paid Life Insurance Flexible Spending Program 401k Profit Sharing Program Supplemental Benefit Programs such as: Vision, Dental, Disability Tuition Assistance Program Employee Computer Purchase Program Sick Leave Vacation Paid Holidays

Job Summary

JOB TYPE

Full Time

SALARY

$69k-86k (estimate)

POST DATE

11/27/2023

EXPIRATION DATE

04/10/2024

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The job skills required for Compliance Auditor I include Written Communication, Microsoft Office, Problem Solving, Attention to Detail, Benefits Programs, Life Insurance, etc. Having related job skills and expertise will give you an advantage when applying to be a Compliance Auditor I. That makes you unique and can impact how much salary you can get paid. Below are job openings related to skills required by Compliance Auditor I. Select any job title you are interested in and start to search job requirements.

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The following is the career advancement route for Compliance Auditor I positions, which can be used as a reference in future career path planning. As a Compliance Auditor I, it can be promoted into senior positions as an Internal Auditor III that are expected to handle more key tasks, people in this role will get a higher salary paid than an ordinary Compliance Auditor I. You can explore the career advancement for a Compliance Auditor I below and select your interested title to get hiring information.

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If you are interested in becoming a Compliance Auditor, you need to understand the job requirements and the detailed related responsibilities. Of course, a good educational background and an applicable major will also help in job hunting. Below are some tips on how to become a Compliance Auditor for your reference.

Step 1: Understand the job description and responsibilities of an Accountant.

Quotes from people on Compliance Auditor job description and responsibilities

Review business compliance processes as a whole and create a final audit report.

01/24/2022: Cheyenne, WY

Review compliance with related regulations and frameworks.

01/28/2022: Juneau, AK

Checking whether the related entity’s current practices follow the requirement.

02/26/2022: Muskegon, MI

Usually follow a checklist based on the compliance audit guidelines of the standard or regulation that’s being assessed.

03/22/2022: Stockton, CA

Gathers appropriate and sufficient evidence and observes, tests, compares and confirms until gaining reasonable assurance.

03/11/2022: Elyria, OH

Step 2: Knowing the best tips for becoming an Accountant can help you explore the needs of the position and prepare for the job-related knowledge well ahead of time.

Career tips from people on Compliance Auditor jobs

Completion of relevant industry-specific certification, such as a certified internal auditor.

01/29/2022: San Antonio, TX

A minimum of 5 years' auditing experience.

01/27/2022: Monroe, LA

Get a compliance or audit job to get the necessary experience.

03/07/2022: Houston, TX

Bachelor's degree in the relevant industry.

02/05/2022: Brownsville, TX

An in-depth understanding of the industry's rules, guidelines, and regulations.

04/06/2022: Rapid City, SD

Step 3: View the best colleges and universities for Compliance Auditor.

Florida Southern College
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