1 Compliance & Audit Specialist Job in Abilene, TX
First Bank Texas is Hiring a Compliance & Audit Specialist Near Abilene, TX
The Compliance & Internal Audit Specialist is responsible for working with the Chief Compliance
Officer and the Internal Audit Manager as directed by assists in the implementation and
administration of the Bank Secrecy Act compliance program, financial, operational, and lending
audits for the Bank, and assisting in conducting risks assessments. The position examines the
accuracy and completeness of records and procedures for internal control to safeguard Bank assets
and ensures areas of the Bank are in compliance with policies, procedures, and all related laws,
rules and regulations.
ESSENTIAL DUTIES
1. Assists the Internal Audit Manager as directed by conducting financial, operational, and
lending audits for the Bank.
safeguard Bank assets and ensures areas of the Bank are in compliance with policies, procedures,
and all related laws, rules and regulations.
4. Works closely with the Chief Compliance Officer and the Internal Audit Manager and makes best
practice recommendations with respect to Bank operations, financial accounting, and internal
control.
6. May be asked to investigate unusual or complex problems or situations and provides
recommendations or solutions.
Bank Secrecy Act compliance program to ensure conformity and adherence with all applicable state
and federal laws and regulations.
8. Performs various quality control reviews and monitoring pertaining to the Bank Secrecy Act, USA
Patriot Act, Anti-Money Laundering Program, OFAC, Customer Due Diligence, and Customer
Identification Program compliance using industry standard and regulatory guidance to ensure the
bank’s compliance efforts are maintained on a daily basis.
direction of the Internal Audit Manager.
the necessary follow through with customers and/or staff involved.
and trends.
12. Prepares a variety of routine tasks and special reports as required.
the Bank’s goals and values; and benefits the Bank through outside activities.
14. Some travel and overnight stays may be required for training or audit purposes.
and with integrity; upholds organizational values; and accepts responsibility for own actions.
16. Demonstrates knowledge of and adherence to Equal Employment Opportunity (EEO) policy; shows
respect and sensitivity for cultural differences; educates others on the value of diversity;
promotes working environment free of harassment of any type; and builds a diverse workforce and
supports affirmative action.
and federal banking laws, rules and regulations, and adheres to Bank Secrecy Act (BSA)
responsibilities that are specific to the position.
18. Completes administrative tasks correctly and on time; supports the Bank’s goals and values; and
benefits the Bank through outside activities.
and will be expected to report potentially unsafe conditions. The employee shall comply with
occupational safety and health standards and all rules, regulations and orders issued pursuant to
the OSHA Act of 1970, which are applicable to one’s own actions and conduct.
SECONDARY DUTIES
The position of Compliance & Internal Audit Specialist performs duties specific to the position and
other functions as
assigned.
The position of Compliance & Internal Audit Specialist is not responsible for the supervision of
any employee(s).
ENVIRONMENT AND PHYSICAL ACTIVITY
The incumbent in the course of performing this position spends time writing, typing, speaking,
listening, lifting (up to 30 pounds), driving, carrying, seeing (such as close, color and
peripheral vision, depth perception and adjusted focus), sitting, pulling, walking, standing,
squatting, kneeling and reaching.
copy and fax machines, adding machine (calculator), check protector, scanner and image systems,
scanning equipment, encoder, money counter, credit card terminal, typewriter, computer terminal,
laptop computer, personal computer, tablet, printers, or other equipment as directed.
encounters while performing the essential functions of this job.
successfully perform the essential functions of this job.
essential functions.
MENTAL DEMANDS
The incumbent in this position must be able to accommodate to reading documents or instruments,
detailed work, verbal communication, written communication, analytical reasoning,
training others, multiple concurrent tasks and constant interruptions.
First Bank Texas provides equal employment opportunities to all employees and applicants for employment and prohibits discrimination and harassment of any type without regard to race, color, religion, age, sex, national origin, disability status, genetics, protected veteran status, sexual orientation, gender identity or expression, or any other characteristic protected by federal, state or local laws. This policy applies to all terms and conditions of employment, including placement, promotion, termination, layoff, recall, transfer, leaves of absence, compensation, and training.
Job Summary
Full Time
Banking
$67k-84k (estimate)
03/29/2024
05/28/2024
go2fbt.com
BAIRD, TX
50 - 100
1981
JOE SHARP
$50M - $200M
Banking
Related Companies
About First Bank Texas
First Bank Texas was chartered on January 13, 1885 as First National Bank, and has been serving the Big Country Area for more than 127 years. To better meet the needs of our customers, we opened an office in Clyde, Texas in 1991, and later opened a office in Abilene, Texas in April of 1995. First Bank Texas opened another office at the corner of Buffalo Gap Rd. and the Winters Freeway on March 31, 2005. First Bank Texas opened its newest Abilene office at the corner of East North 10th and Judge Ely Blvd on December 31, 2010. We have strategically positioned our offices in Abilene, Baird and Cl...yde to be serve the community. Recently we have added offices in Haskell, Mid-Cities, Munday and Stamford. First Bank Texas is a home-town bank with directors, officer, and employees who are committed to serving the community in which they work and live. Knowing customers by name and being eager to serve their needs is important in developing quality relationships. At First Bank Texas, we are committed to the tradition of providing superior service with a warm and friendly smile. In addition, we make our own decisions, we dont ask you to call an 800 number and speak to a robot nor do we ask you to call anyone out of state to help you with any situation. Each day our world becomes more technically advanced. The same is true of banking. However, at First Bank Texas we want our customers to know that no matter how advanced we become, you will never be just an account number to us.
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