1 Managed Assets Trading Supervisor Job in Great Falls, MT
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D.A. Davidson Companies is Hiring a Managed Assets Trading Supervisor Near Great Falls, MT
Summary/Function:
Supervise the daily administration, trading, and cash activity in managed accounts. Would work closely with the Managed Assets Account Administration area. Current systems include Folio, TRAX, MAO DATABASE and BETA, Envestnet, Thompson One, and Trade Web among others.
Experience and Skills:
- High school diploma or five years related work experience.
- Successful completion of the FINRA, Series 99, Operations Professional Exam, or ability to obtain within 1 year.
- Ability to collaborate on annual reviews of team.
- Ability to perform interviews with potential new employees.
- Strong written and verbal communication skills and human relations skills
- Working knowledge and execution of department policies and procedures.
- Strong math and analytical skills
- Attention to detail. Ability to find and fix errors impacting trades.
- Familiar with the characteristics of various security types and how they trade.
- General knowledge of other managed asset operations
- Strong customer service skills with ability to provide calm and polite customer service.
- Available for travel on a limited basis
- Available outside normal business hours for special projects, conversions, system testing/upgrades
- Familiar with Microsoft Outlook, Word, and Excel
- Commitment to maintain client confidentiality and data security.
- Communicate in a clear and service-oriented manner; use appropriate, professional language and grammar to effectively exchange ideas and information.
- Ability to proactively work with both external and internal clients and coworkers; relate with others in a professional manner to accomplish work responsibilities and objectives.
- Ability to maintain regular, predictable attendance.
- Serve as a work leader for the Managed Assets Trade Processor positions and Managed Account Administrators doing the cash activity functions.
- Serve as the primary contact for Managed Account information within the department and information pertaining to all different managed programs.
- Ensure accurate and timely processing of buy and sell trade transactions, deposits and withdrawals, and trade corrections.
- Supervise the administration of all Managed Assets Trade Processors and Managed Account Administrators doing the cash activity functions meeting service level agreements and ensuring accuracy of data.
- Maintain working knowledge of all tasks of each weekly job rotation and ability to perform as back up for any as needed. Tasks may include but aren’t limited to:
o Daily trading functions
o Daily Department reports
o Cash Activity folder
o TRAX transactions
- Primary contact for processing and questions in relation to Tax Harvesting
- Daily reports, including but not limited to:
o Excess Cash report
o Tax Harvesting/Closed tax lot report
- Responsible for analyzing and coordinating requests for as-of trades or trade corrections.
o Submit to appropriate departments for execution.
o Review for completion and accuracy
- Communicate updates and training items with team.
- Train new employees
- Develop, document and update procedures as necessary.
- Perform any other tasks as assigned.
Competitive salary plus excellent benefits and perks including, but not limited to:
- Medical, Dental and Vision
- Company 401(k)and ESOP contribution
- Generous sick, vacation, and maternity/parental leave
- Paid holidays.
- Professional Development Opportunities
- Tuition Reimbursement ($15,000 lifetime cap)
- Discounted personal insurance including home, auto and recreational vehicles.
- Charitable gift-matching program
- Davidson Day of Giving - Our tradition of positively impacting communities in which we live and work.
The pay hiring range for this role is $22.00 - $32.64. The compensation offered will be determined on a case-by-case basis considering a variety of factors including, but not limited to, the skills, relevant work experience, and geographic location of each specific candidate.
We are an equal opportunity employer and value diversity at our company. We do not discriminate on the basis of race, religion, color, national origin, gender, sexual orientation, age, marital status, veteran status, or disability status. We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. Please contact us to request accommodation.
From: D.A. Davidson Companies
Job Summary
Full Time
$51k-83k (estimate)
11/11/2023
05/14/2024
dadavidson.com
BOGOTA, NJ
25 - 50
1935
NICOLE DAVIDSON
$5M - $10M
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About D.A. Davidson Companies
At D.A. Davidson Companies, we identify and evaluate market trends, investment ideas and business opportunities, and turn them into actionable insights and strategies. Founded in 1935 as a small brokerage firm, D.A. Davidson has grown into a diversified financial services company comprised of seven distinct business units across the U.S. Through the years, our most important service has remained consistent: a personalized approach that reflects the individuality of each of our clients. As part of an employee-owned company, each of our associates has a unique perspective of success. We believe ...in doing what is right for our clients and are empowered to deliver high-impact solutions. We are with our clients every step of the wayleveraging our nationally-recognized research, capital markets and investment banking expertise, and a robust network of financial advisors. Clients not only benefit from our expansive platform of solutions and services, but also from strong values rooted in tradition and a deep sense of responsibility to our communities. Business units include: Wealth Management Trust Services Investment Management Equity Capital Markets Investment Banking Fixed Income Capital Markets Municipal Investment Management
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