• Deliver a high degree of personal contact that creates a superior client experience.
• Proactively communicate with clients about current conditions in the financial markets, investment alternatives, asset allocation/concentrations, and recommends necessary adjustments to their investment strategies.
• Team effectively with CNB colleagues to set strategies and provide services across the full product spectrum.
• Analyze financial needs of clients and monitor their ongoing financial and personal circumstances to make adjustments or take action accordingly.
• Provide on-going communication to client regarding adjustments or actions that should be taken.
• Maintain proficient knowledge of all CNS systems as required to perform job requirements.
• Structure client investment portfolios and rebalance alignment of asset allocation with client’s investment objects and risk tolerance.
• Review the assets in each account periodically to ensure that investments meet the intent and strategies of the client.
• May determine asset model and select from menu of funds/managers consistent with client objective.
• Responsible for the appropriate preparation and timely delivery of client presentation book.
• May participate in periodic reviews with team.
• Open new accounts timely; reviews and verifies documentation upon receipt for completion and discrepancies.
• Prepare KYCQ forms for clients without an established risk rating and other forms for new account packets.
• Secure authorization and approval of documents in accordance with bank procedures and compliance.
• Prepare new account documentation and follow up with client on missing information.
• Develop new relationships through internal sources, from referrals, and through personal community involvement. Creates opportunities to develop and promote ideas to win new business and cross sell other Bank services to existing clients.
• Initiate sales calls and attends sales meetings and presentations.
• Responsible for the appropriate preparation and timely delivery of client presentation materials.
• Maintain all appropriate training and continuing education requirements for licenses and certifications.
• Ensure appropriate communicate about portfolio diversification, suitability and risk profile objectives to clients.
• Review accounts with municipal and corporate bond positions for appropriate diversification.

Must-Have*

• Bachelor's Degree or equivalent
• Minimum 3 years of experience in direct investment sales required.
• Minimum 3 years of investment, securities and/or portfolio management experience required
• Minimum 3 years of sales experience required
• Minimum 3 years of experience working with MS Office software and database application
• Series 7 & 66 or Series 7 and 63/65

Skills and Knowledge

• Courses in money and banking, accounting, investments and finance strongly desired.
• Ability to interact effectively with all levels of Bank personnel and clients required.
• Must possess excellent written and verbal communication skills.
• Must be able to achieve a significant level of revenue production from the sale of investment products.