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COMPLIANCE ANALYST
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$91k-114k (estimate)
Full Time 5 Days Ago
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Stuart Stacy Associates, Inc. is Hiring a COMPLIANCE ANALYST Near Bridgewater, NJ

Job Description

Job Description

The Compliance Analyst will participate in and/or support a variety of the department's compliance activities, including but not limited to, regulatory reporting, compliance testing, and internal control assessment.

This is a hybrid position.

Responsibilities

• Create reports and content to meet the US and Non-US regulatory rating submission requirements.
• Assist in developing, maintaining and trouble-shooting electronic files/feeds ensuring that files meet the requirements of the various local regulatory bodies.
• Participate in the extraction and reporting for the Quarterly Compliance Certificate process that will be used to support compliance monitoring.
• Develop and produce reports and related system enhancements as required, to facilitate compliance monitoring activities.
• Review and facilitate methods to automate and streamline the processes used to comply with rating regulatory requests made by regulators, such as the U.S. Securities Exchange Commission.
• Develop and conduct cross-checks between information presented on our website (and in other documents) and regulatory disclosure requirements.
• Participate in department projects and initiatives as required by management.

Qualifications

• Bachelor's Degree in a business-related concentration.

• 2 years of experience in programming and/or data analysis.
• 2 years Advanced MS Excel skills including Macros and Templates.

• Requires strong analytical skills and experience developing processes/procedures.• Effective oral and written communication skills..
• Ability to work well independently or as part of a team.
• Ability to handle confidential information professionally.
• Ability to work on multiple tasks and balance near-term and long-term responsibilities.

Company Description
Stuart Stacy, who represents their client in this search, is a full service well established recruiting firm with clientele in the greater metropolitan area.

Company Description

Stuart Stacy, who represents their client in this search, is a full service well established recruiting firm with clientele in the greater metropolitan area.

Job Summary

JOB TYPE

Full Time

SALARY

$91k-114k (estimate)

POST DATE

06/15/2024

EXPIRATION DATE

07/01/2024

WEBSITE

stuartstacy.com

HEADQUARTERS

Fairfield, NJ

SIZE

<25

INDUSTRY

Business Services

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The following is the career advancement route for COMPLIANCE ANALYST positions, which can be used as a reference in future career path planning. As a COMPLIANCE ANALYST, it can be promoted into senior positions as a Compliance Specialist IV that are expected to handle more key tasks, people in this role will get a higher salary paid than an ordinary COMPLIANCE ANALYST. You can explore the career advancement for a COMPLIANCE ANALYST below and select your interested title to get hiring information.

If you are interested in becoming a Compliance Analyst, you need to understand the job requirements and the detailed related responsibilities. Of course, a good educational background and an applicable major will also help in job hunting. Below are some tips on how to become a Compliance Analyst for your reference.

Step 1: Understand the job description and responsibilities of an Accountant.

Quotes from people on Compliance Analyst job description and responsibilities

Compliance analysts can help ensure that your organization's products or processes meet compliance specifications.

03/13/2022: Hopkinsville, KY

They can audit members of professional organizations to determine whether they meet the standards set by the organization.

03/11/2022: Fresno, CA

Most of them contribute to security designs through acquisitions and/or system developments to deliver and maintain a compliant system.

02/10/2022: Clearwater, FL

Help companies remain compliant with regulations, thus preparing them for audits.

03/13/2022: Columbus, OH

The compliance analyst has a duty to maintain legal and regulatory compliance by researching, analyzing, and communicating regulatory requirements and obtaining the appropriate approvals.

02/27/2022: Casper, WY

Step 2: Knowing the best tips for becoming an Accountant can help you explore the needs of the position and prepare for the job-related knowledge well ahead of time.

Career tips from people on Compliance Analyst jobs

Every compliance analyst has slightly different duties, tasks, and responsibilities due to varying job descriptions.

12/30/2021: Billings, MT

Smaller organizations still focus on having a single compliance specialist rather than a complete department.

01/25/2022: Santa Cruz, CA

Sometimes, the compliance analyst works along with the compliance head and other compliance officers.

01/26/2022: Denver, CO

Ability to accurately complete applications for compliance certification.

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Get Certifications and Continue Learning.

12/24/2021: Saginaw, MI

Step 3: View the best colleges and universities for Compliance Analyst.

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