15 legal compliance analyst Jobs in denver, co
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Compliance Analyst - Aladdin - Charles River IMS - Hybrid in Chicago
$81k-102k (estimate)
Full Time
1 Week Ago
Living Talent Company is Hiring a Compliance Analyst - Aladdin - Charles River IMS - Hybrid in Chicago Near Denver, CO
Investment Management Firm (100B AUM)
- Fulltime
- Hybrid, 3 days in office in Chicago Loop
- Full relocation available
- Base Bonus 140k - 160k
- Robust benefits package
- Code, test, and implement investment compliance rules in Charles River IMS (CRIMS)
- Interpret investment agreements and documents
- Identify compliance requirements and establish validation rules
- Maintain and update client-directed restriction lists
- Create daily review of reports for compliance alerts, exceptions, and necessary corrections
- Support clients and colleagues for compliance questions
- Analyze compliance alerts for accurate decisions
- Complete periodic client certifications and questionnaires.
- Assist in updating compliance policies in response to business or regulatory changes.
- 5 Years of professional work experience
- 2 Years of Investment Compliance experience
- 1 years of coding and testing compliance rules, benchmark comparative rules, and regulatory guidelines
- Charles River IMS (CRIMS) or BlackRock Aladdin
- Strong understanding of the Securities industry and investment management regulations
- Investment Advisers / Investment Company Act of 1940
- ERISA regulations
- Familiarity with additional regulations (Securities / Securities Exchange Act of 1934, CFTC regulations)
- Knowledge of the Securities Act of 1933, Securities Exchange Act of 1934, CFTC
- Understanding of ESG a plus
- SQL
- Python
Job Summary
JOB TYPE
Full Time
SALARY
$81k-102k (estimate)
POST DATE
05/03/2024
EXPIRATION DATE
05/20/2024
WEBSITE
livingtalentus.com
HEADQUARTERS
Tampa, FL
SIZE
<25
INDUSTRY
Business Services
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