Compliance& Operations Risk Analyst $120k-140k

PrestigiousInternational BankingOrganization seeks bilingual Japanese RiskManagement Analyst to structure regarding compliance and operational riskswithin the Global Markets Unit (GMU to cover FX, Fixed Income and Derivatives productstrading).

Performstasks concerning credit line management, BSA/AML, corporate and FATCAcompliance matters, and regulatory matters, Prepares Customer / AccountProfiles (existing and new accounts), performs account maintenance and assiststraders with necessary risk management and infrastructure management. Liaison with Head Office. Assists with administrative tasks. 

VolckerRule Responsible Officer (Secondary)

Helpsto ensure compliance with all applicable Volcker Rule requirements.

Dutiesand Responsibilities:

1.Primarilyresponsible for preparing Customer / Account Profile for all GMU existingCustomers and uploads on Surety system.

2.Primarilyresponsible for on-boarding account opening process for adding proposed GMUCustomers

3.

4.Performstransactions / counterparties review and prepares monthly reports

5.Performs/ assists as a trading system administrator and reviews permission functions

6.Actsas the designated responsible officer and ensures BSA/AML, corporate and FATCAcompliance by performing tasks stipulated in Treasury Compliance Proceduresmanuals and related manuals.

7.Performsoperational risk management, manages various project teams as assigned, as wellas developing better internal controls.

8.Assistswith regulatory updates for GMU

9.Assistswith legal documentation for GMU 

10.MaintainsGMU’s procedure manuals up to date, and track changes.

11.Assistswith internal audit, FRB / NYSDFS examinations, and manages compliancetesting. 

12.Ensuresproper credit line and counterparty management.

13.Liaisonwith Head Office.

14.Abidesby all compliance related procedures

15.Performsother duties and responsibilities as assigned by management.

VolckerRule Responsible Officer (Secondary)

1.Act as the secondary Volcker Rule Responsible Officer forGMU.

2.Responsible for (i) ensuring that all trading desks’activities are in compliance with the Volcker Rule; (ii) keeping up with anychanges and new developments related to Volcker Rule provisions affecting theactivities of GMU; and (iii) ensuring that the Market Making Desk, ALM Desk andInvestment Desk Policies and Procedures remain in compliance with theapplicable requirements of the Volcker Rule.

3.Performs other duties and responsibilities as assignedby General Counsel, Americas/Senior Executive Vice President.

Requirements

Knowledge, Skills, and Abilities:

1.Bachelor’s degree or equivalent, in finance, economics,data processing and programming preferred with 5 years of relatedexperience.

2.Bilingual oral and written skills on a business level inboth English and Japanese.

3.Advanced in Microsoft 365 (Excel, Word, and Outlook).. Goodknowledge of Visual Basic Application, Access, and Power Point preferred.

4.Knowledge and experience of FX, Derivatives, and othermarket products and services, preferred.

5.Knowledge of ISDA and CSA, preferred.

6.Prior work experience in a financial institution,preferred.

Benefits