Axos Clearing LLC Target Range: $20.00/Hr. - $24.00/Hr. Actual starting pay will vary based on factors including, but not limited to, geographic location, experience, skills, specialty, and education. Eligible for an Annual Discretionary Cash Bonus Target: 5% Eligible for an Annual Discretionary Restricted Stock Units Bonus Target: 5% These discretionary target bonuses may be awarded semi-annually based upon your achievement of performance goals and targets. About This Job Axos Securities provides clearing, custody and ancillary services to Introducing Broker Dealers (“IBDs”) and Registered Investment Advisor's (“RIAs”) These services include the processing and settlement of securities transactions including equities, options, fixed income, mutual funds and alternative investments. In addition, Clearing custodies these securities for IBD and RIA customers. Clearing provides the extension of credit through margin loans and provides interest bearing sweep products to its customers. In addition, Clearing provides other products and services including technology solutions that assist IBDs and RIAs to effectively service their customers. The Jr. Analyst, Market & Credit is responsible for participating on an operational team that supports our clients. They help our clients grow by completing daily workloads in an accurate and timely manner. Responsibilities Assist with Identifying, evaluating, monitoring, and mitigating financial market, credit, margin, and trading risk associated with client and IBD accounts. Help in the development of Risk Monitoring tools to have more visibility into firm exposure. Prepare and maintain risk management documentation and risk reports. Tracking of business metrics such as KRI’s, Risk and Control registers, monitoring tools, and execute against a Risk Management program. Assist in the implementation of risk management policy and procedures in line with regulatory and market changes. Ensure compliance with Regulatory and SOX requirements. Requirements Bachelor’s degree in related field 0-1 years of experience in financial services Preferred SIE or Series 7 Experience in market or credit risk, enterprise risk, operational risk, compliance, or audit Knowledge of the Securities business Broker-Dealers, Financial Advisor, or Banking Experience using Archer or other risk tools/applications Microsoft Office tools (PowerPoint, Excel, and Word) Axos Employee Benefits May Include: Medical, Dental, Vision, and Life Insurance Paid Sick Leave, 3 weeks’ Vacation, and Holidays (about 11 a year) HSA or FSA account and other voluntary benefits 401(k) Retirement Saving Plan with Employer Match Program and 529 Savings Plan Employee Mortgage Loan Program and free access to an Axos Bank Account with Self-Directed Trading About Axos Born digital-first, Axos delivers financial tools and services that allow individuals, small businesses, and companies to access and manage their money how, when, and where they want. We’re a diverse team of dynamic, insightful, and independent innovators who are excited to provide technology-driven solutions that offer unbeatable value to our customers. Axos Financial is our holding company and is publicly traded on the New York Stock Exchange under the symbol "AX" (NYSE: AX). Learn more about working at Axos Pre-Employment Drug Test: All offers are contingent upon the candidate successfully passing a credit check, criminal background check, and pre-employment drug screening, which includes screening for marijuana. Axos Bank is a federally regulated banking institution. At the federal level, marijuana is an illegal schedule 1 drug; therefore, we will not employ any person who tests positive for marijuana, regardless of state legalization. Equal Employment Opportunity: Axos Bank is an Equal Opportunity employer. We are committed to providing equal employment opportunities to all employees and applicants without regard to race, religious creed, color, sex (including pregnancy, breast feeding and related medical conditions), gender, gender identity, gender expression, sexual orientation, national origin, ancestry, citizenship status, military and veteran status, marital status, age, protected medical condition, genetic information, physical disability, mental disability, or any other protected status in accordance with all applicable federal, state, and local laws. Job Functions and Work Environment: While performing the duties of this position, the employee is required to sit for extended periods of time. Manual dexterity and coordination are required while operating standard office equipment such as computer keyboard and mouse, calculator, telephone, copiers, etc. The work environment characteristics described here are representative of those an employee may encounter while performing the essential functions of this position. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions of this position. We’re a team of relentless innovators that are challenging the status quo through smart, pro-consumer financial products and services. We got our start in 2000, as an online bank – when the idea of banking online was almost unthinkable. Since then, we’ve evolved to add commercial banking, commercial lending, investment, clearing, and fiduciary services to our toolbox. As modern life continues to present new challenges for clients, we step up and find creative always to solve them.