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We have an exciting opportunity at Ameriprise as a Regulatory Affairs Analyst! This position is part of a team that provides day-to-day operational support to the Regulatory Affairs team in managing regulatory exams, inquiries and internal investigations. This includes matter intake, production fulfillment, logistical support, records management, metrics reporting and maintenance of shared tools. Position will also conduct matter-specific analysis and provide substantive response management over time. Come apply today!
Key Responsibilities
* Matter intake, which involves logging, analyzing and distributing regulatory requests and investigations to managers.
* Production support, which involves locating, collecting, analyzing and/or producing requested documents and information.
* Logistical support, which includes acquiring security clearance for examiners and preparing relevant tracking materials; and
* Other team-related operational support, which includes the maintenance of shared tools and resources that drive standard processes, the management of statistical reports related to metrics and trends, and the management of certain records in accordance with retention policies and procedures.
Over time, this position will also support:
* Matter-specific analysis, which includes researching historical response information and trends, or supporting discrete pieces of larger regulatory requests; and
* substantive response management, which includes collaborating with GCO colleagues and business partners to acquire information responsive to specific regulatory requests.
Required Qualifications
* Bachelor's degree or equivalent experience.
* 1-3 years of relevant work experience.
* Ability to effectively plan and manage multiple and competing priorities in a highly dynamic environment.
* Excellent written and verbal communication skills.
* Excellent interpersonal skills: ability to establish credibility and build strong collaborative relationships internally and externally.
* Strategic thinker, thorough and meticulous with an interest in analysis, investigation and problem solving.
* Self-motivated with the ability to achieve results as an individual contributor and working in a team-based environment.
Preferred Qualifications
* Familiarity with insurance and financial services industry, Broker/Dealer regulatory requirements, Insurance regulatory requirements, compliance policies and procedures.
* An awareness of Ameriprise Financial products, services and technology/systems as well as supervisory structure preferred.
* Upbeat, service-oriented individual with a positive attitude.
* Interest in learning evolving technology.
* Ability to adapt to different cultures and styles.
* Innovative mentality.
About Our Company
We're a diversified financial services leader with more than $1 trillion in assets under management and administration. Our team of 20,000 people in more than 20 countries advise, manage and protect the assets and income of more than 2 million individual, small business and institutional clients. We are a long-standing leader in financial planning and advice, a global asset manager and an insurer. Our unwavering focus on our clients and strong financial foundation connects each of our unique businesses - Ameriprise Financial Services, Columbia Threadneedle Investments and RiverSource Insurance and Annuities. Here, we foster meaningful careers, invest in the future, and make a difference for clients, institutions and communities around the world.
Ameriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, national origin, genetic information, age, sexual orientation, citizenship, gender identity, disability, veteran status, marital status, family status or any other basis prohibited by law.
Full-Time/Part-Time
Full time
Exempt/Non-Exempt
Exempt
Job Family Group
Legal Affairs
Line of Business
GCO General Counsel's Organization
Full Time
$75k-98k (estimate)
05/03/2024
05/19/2024
ameriprise.com
MINNEAPOLIS, MN
7,500 - 15,000
1987
JAMES M CRACCHIOLO
$10B - $50B
Ameriprise Auto & Home Insurance sells auto, home, condo, renters, specialty and umbrella insurance. Founded in 1987, we sell insurance directly to clients. We generally market our products in partnership with some of the worlds most well-known companies. These companies share our values: price products competitively and handle every client with care To learn more about our company, visit www.Ameriprise.com/auto-home or call 1.800.535.2011. *Ameriprise Auto & Home Insurance is the marketing name of IDS Property Casualty Insurance Company and Ameriprise Insurance Company, De Pere, WI, both of w...hich have sole financial responsibility for their own products. Insurance is underwritten by either company, depending on the state. The Ameriprise Auto & Home Insurance Agency places policies with unaffiliated insurers. Each insurer is solely responsible for the claims on its policies and pays the Agency for policies sold. Prices, coverages and privacy policies vary among these insurers. Both companies and the agency are subsidiaries of American Family Insurance Mutual Holding Company, which acquired both companies and the agency from Ameriprise Financial, Inc. in 2019. The terms Ameriprise Auto & Home Insurance, Ameriprise Insurance, Ameriprise Insurance Company and IDS Property Casualty Insurance Company are being used by American Family Insurance Mutual Holding Company under a license from Ameriprise Financial on a temporary basis. Ameriprise Auto & Home Insurance and the associated logo is a registered trademark of Ameriprise Financial, Inc. which is being used under license. Specific products may vary and may not be available in all states in accordance with state filings and applicable law. Insurance availability may vary by region or state. Discounts and savings vary by state and apply to certain coverages. Certain restrictions and limitations apply. IDS Property Casualty Insurance Company's California license number is 3726-7.
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The following is the career advancement route for Regulatory Affairs Analyst positions, which can be used as a reference in future career path planning. As a Regulatory Affairs Analyst, it can be promoted into senior positions as a Regulatory Affairs Specialist III that are expected to handle more key tasks, people in this role will get a higher salary paid than an ordinary Regulatory Affairs Analyst. You can explore the career advancement for a Regulatory Affairs Analyst below and select your interested title to get hiring information.