Description

 Responsible for examining and evaluating Credit Union operations, internal controls and adherence to rules and regulations by performing regular internal audits utilizing a risk-based approach. Serves as an independent and objective party to ensure proper controls and safeguards are in place to protect the Credit Union from loss and exposure .

Duties and Responsibilities: 

• Performance of internal audits, to include preliminary survey, development of audit program, performance of field work, reporting, follow-up, and work-paper review. Relevant tasks include reviewing existing information, analyzing data, interviewing/testing individuals involved, and documenting results, evaluating the adequacy of work-paper documentation, and reviewing audit report content. Evaluates the adequacy of internal controls and processes. Ensures compliance with applicable laws, rules, regulations, policies and procedures.
• Stay abreast of relevant policies, procedures, laws, regulations, and credit union trends. Participates in educational opportunities to maintain awareness of regulatory compliance issues, audit, and quality control. 
• Performs research, testing and analysis necessary to respond to any requests, including but not limited to; special audits, employee investigations, and ACUA / NCUA inquiries.
• Keeps the Supervisory Committee informed of Department activities and any significant problems; completes and submits required reports, records, and related documents.
• Assists in the development and/or execution of the audit plan.
• Assumes responsibility for other duties as required or assigned.

Requirements

 Bachelor’s degree in Accounting, Finance, or related discipline. Four or more years auditing and/or compliance experience. Strong organizational and project management skills. Strong analytical, written/verbal communication, interpersonal, and relationship building skills. Ability to work independently.

Preferred qualifications include internal audit experience with one or more financial institutions; Certified Internal Auditor (CIA), Certified Credit Union Internal Auditor (CCUIA), or equivalent certification; Certified Public Accountant (CPA); and Credit Union experience.