Products include but not limited to managed accounts, mutual funds, fixed income and equities. We are seeking a highly motivated, team-oriented colleague who will be able to work individually as well as effectively with other teams.

Successful Trade Desk Specialists will display strong written and verbal communication skills, thrive in a fast-paced and constantly evolving environment, and be able to identify operational improvement opportunities to create efficiencies within the department.

Primary responsibilities include

• Trade entry, order execution, and quality control
• Initiate and submit trades for mutual funds, UITS, structured products, equities and fixed income over the phone and through paperwork
• Adhere to regulatory requirements for TRACE, RTRS, and CAT.
• Assist financial advisors with trade corrections, operational support, and various service-related requests as needed
• Ability to learn and train in all aspects of the trade desk
• Work with other teams to improve processes and create efficiencies
• Collaborate with Risk and / or Legal business partners to resolve customer issues

Qualifications, Education, Certifications and / or Other Professional Credentials

• 2 - 3 years of experience in Financial Services required
• Experience in a call center environment preferred
• Series 7 & 63 licenses required (future FINRA licensing opportunities are available)
• Problem Solving skills
• Multi-task oriented
• Flexible team player

Hours & Work Schedule

• Hours per Week : 40
• Work Schedule : M-F

Last updated : 2024-05-02