What are the responsibilities and job description for the Corporate Compliance Officer position at Trevose Partners?
Role Overview
A global banking institution is looking to add a proactive, detail-oriented Compliance professional to its New York office. This individual will play a key role in supporting compliance risk assessments, regulatory research, and policy review initiatives. The role offers a chance to contribute to a collaborative and high-performing compliance function within a dynamic financial services environment.
Key Responsibilities
- Monitor and analyze regulatory developments that impact the firm’s business and product offerings, and prepare clear, concise research to guide compliance decisions
- Assist in the periodic review and updates of internal compliance policies and procedures, offering initial analysis and recommendations to senior compliance leaders
- Support the enterprise-wide compliance risk assessment by identifying and classifying potential risks across business lines
- Maintain and update the firm’s Gifts & Entertainment and Outside Business Activities (OBA) logs to ensure accurate recordkeeping and compliance with internal policies and regulatory requirements.
- Conduct targeted regulatory research to inform ongoing compliance initiatives and business planning
Qualifications
- Bachelor’s degree required; JD or other advanced degree preferred
- At least 3 years of experience in a corporate compliance or regulatory role within financial services or a related sector
- Direct involvement in compliance risk assessment processes, with at least 2 years of hands-on experience preferred
- Must be willing to work 5 days onsite.
Salary : $145,000 - $165,000