Compliance Consultant- Policy and Procedure

We're partnering with a high-growth fintech to bring on a Transaction Monitoring Policy & Procedures Writer who will play a key role in strengthening their financial crimes compliance program. This individual will focus on building and refining policies and procedures that support transaction monitoring and investigations in a dynamic, evolving environment.

This is a hands-on role ideal for someone who understands how investigations actually work and can translate that into clear, scalable documentation.

Key Responsibilities:

• Develop, enhance, and standardize policies and procedures for transaction monitoring and AML investigations
• Document end-to-end workflows across alert generation, triage, investigations, escalation, and SAR decisioning
• Partner closely with investigators, compliance, product, and risk teams to align documentation with real-world processes
• Translate regulatory requirements (BSA/AML, FinCEN guidance, etc.) into practical, easy-to-follow procedures
• Identify process gaps and help design more efficient, scalable investigative workflows
• Support ongoing compliance initiatives, including audits, exams, and remediation efforts
• Ensure documentation keeps pace with evolving fintech products, systems, and risk exposure

Required Qualifications:

• Experience writing AML/BSA policies and procedures, ideally within a fintech or high-growth environment
• Strong understanding of transaction monitoring and investigative processes (alerts, case management, SARs)
• Ability to balance regulatory expectations with operational efficiency and scalability
• Experience working cross-functionally with compliance, operations, and product teams
• Excellent writing and process documentation skills

Preferred Qualifications:

• Experience in fintech, digital banking, payments, or crypto environments
• Exposure to AML transformation, buildouts, or rapid scaling environments
• Familiarity with modern transaction monitoring tools and case management systems
• Experience supporting regulatory exams or internal audits in a fast-paced setting

What We're Looking For:

• Someone who has actually worked alongside investigators and understands the nuances of case work
• A self-starter who can operate with limited structure and build from the ground up
• Comfortable in a fast-moving, evolving environment where processes are still being defined
• Able to simplify complex regulatory and operational concepts into clear, actionable documentation