BSA Quality Assurance Analyst

Key Responsibilities

• Perform independent quality assurance reviews of financial crime compliance activities, including transaction monitoring, sanctions screening, customer onboarding, identity verification, and customer due diligence processes.
• Assess case documentation for accuracy, completeness, and adherence to internal policies, regulatory requirements, and established procedures.
• Identify process weaknesses and control deficiencies, recommend practical corrective actions, and validate that remediation efforts have been effectively implemented.
• Prepare recurring quality assurance reports, highlighting trends, findings, and recommendations for compliance leadership.
• Support the development of management reporting by compiling compliance metrics and quality review results for executive leadership, governance committees, and business stakeholders.
• Maintain departmental records related to regulatory guidance, policy updates, and internal control documentation, ensuring changes are communicated to appropriate business areas.
• Deliver compliance-related training and guidance to operational staff to reinforce regulatory expectations and promote consistent execution of compliance procedures.
• Assist with regulatory examinations, independent reviews, and internal audits by coordinating documentation requests, organizing supporting materials, and facilitating timely responses to reviewers.