What are the responsibilities and job description for the Senior Operations Specialist position at MOHR Talent?
Senior Operations Specialist – Wealth Management Client Services
Austin, TX (Hybrid) | $75K–$80K Base Bonus Benefits | Series 7,24,63/66
We’ve partnered with an established wealth management organization seeking a Senior Operations Specialist to support advisor-facing client operations, account servicing, and operational workflows within a regulated financial services environment.
This role is a fit for someone coming from wealth management, broker-dealer operations, advisor services, account services, brokerage operations, or financial services operations.
What You’ll Do:- Support client account servicing and operational workflows
- Review client documentation and account-related processing
- Resolve operational issues and NIGO (Not In Good Order) items
- Partner with advisors and internal teams to support client requests
- Assist with operational reporting and process improvements
- Help maintain operational forms, workflows, and service standards
- Serve as a resource on escalated client service matters
- 3 years within wealth management, broker-dealer, advisor services, brokerage operations, or financial services operations
- Experience supporting advisors, financial professionals, or client accounts
- Strong operations, documentation, and account servicing experience
- Active Series 7 Required
- Active Series 24 Required or willing to obtained
- Active Series 63 or 66 Required or willing to obtain