Registered Client Associate

Registered Client Associate

Lakeville, MN | In-Person | $65,000 - $100,000 /yr | Full-Time

A well established and growing wealth management firm known for building lasting client relationships and delivering a genuinely high-touch service experience is looking for a Registered Client Associate to join their advisory support team. This is a team that cares about their people and invests in long-term career growth within the wealth management industry.

What You'll Do:

• Partner with Advisors to manage client relationships and deliver ongoing, top-tier service
• Handle account opening and maintenance across brokerage, advisory, retirement, and trust accounts, including transfers, money movement, and beneficiary updates
• Process and execute securities transactions in accordance with firm policy and regulatory standards
• Build client meeting materials, portfolio review packages, and follow-up communications
• Serve as a liaison between clients, custodians, and internal teams to resolve service and account issues
• Keep client records current and accurate within CRM and portfolio management platforms
• Play an active role in client onboarding and enhancing the client experience

What You Bring:

• Active FINRA Series 7 and Series 66 licenses (or willingness/ability to obtain both within 9 months of hire)
• 2 years of experience supporting Financial Advisors, Wealth Advisors, or Private Wealth teams within wealth management, brokerage, banking, or an RIA setting
• Solid understanding of account administration across brokerage, advisory, retirement, and trust structures
• Prior exposure to CRM, portfolio management, or custodial platforms is a plus
• Familiarity with FINRA regulations, compliance controls, and client confidentiality expectations
• Strong communication and organizational skills, with the ability to juggle competing priorities in a fast moving, client centered environment

What's In It For You:

• Medical, Dental, Vision, Life Insurance
• 401(k) with company match
• Vacation Days, Personal Days
• Annual Bonus, and Performance Bonus

This opportunity won't stay open long. If you bring wealth management, brokerage, or client service experience in financial services, apply now to be considered before the role is filled.

MOHR Talent is an equal-opportunity employer and complies with all applicable federal, state, and local nondiscrimination laws. We provide equal employment opportunities regardless of race, color, religion, sex, national origin, age, disability, marital status, sexual orientation, gender identity, genetic information, military/veteran status, or any other protected status. If you believe you have been discriminated against or have concerns about our compliance, please contact our Human Resources department at hr@themohrgrp.com