Regulatory Change Management. AVP

We are currently partnering with a leading global investment bank in Midtown NYC that is looking to add an Assistant Vice President, Regulatory Change Management professional to its Regulatory Affairs team.

This position sits within a highly visible function responsible for monitoring and interpreting new and evolving regulatory requirements impacting the firm’s U.S. broker-dealer operations. The role will focus on regulatory horizon scanning, conducting impact assessments, coordinating implementation efforts, and partnering closely with Compliance, Legal, Risk, Operations, and Front Office stakeholders to ensure timely adherence to regulatory changes across Fixed Income and Equities businesses.

Regulatory change management experience can be learned in this role, and the team is open to candidates coming from broker-dealer environments who possess strong product knowledge and a solid understanding of capital markets and regulatory frameworks.

The role offers a competitive compensation package, strong leadership exposure, and long-term growth within a globally recognized institution. In addition to this opportunity, we are also working on several other senior-level regulatory and compliance positions that may align with your background.

Overview:

• Lead horizon scanning to monitor regulatory and legislative developments impacting the organization.
• Assess regulatory changes and communicate business impacts and required actions.
• Conduct regulatory impact analysis across functions, identifying policy, framework, and training implications.
• Provide regulatory advisory and oversight across business lines and legal entities.
• Engage with industry groups (Institute of International Bankers, SIFMA) and track implementation progress.