What are the responsibilities and job description for the Associate, Advisory Compliance - Global Banking Division position at Madison-Davis, LLC?
An investment bank located in Midtown Manhattan looking to bring on board a “Associate, Advisory Compliance - Global Banking Division” to join their team. This role is currently in a hybrid schedule (4 days in office / week).
Responsibilities:
Provide strategic, day-to-day compliance advice and guidance to front office and control function teams on public and private offerings of equity and debt securities.
Contribute to the design and implementation of a global Investment Banking Compliance program and Control Room spanning Canada, the U.S., Europe, and Asia Pacific.
Monitor and assess regulatory developments, enforcement actions, and new or amended laws, rules, and guidance impacting Investment Banking Compliance across multiple jurisdictions.
Ensure team activities align with the firm’s risk culture, appetite, and established limits.
Analyze and evaluate the impact of new and complex regulatory and compliance developments across business lines, products, and regions.
Participate in industry groups, trade associations, and working forums to stay informed on evolving best practices.
Oversee and manage investigations into potential compliance issues, ensuring appropriate escalation and timely remediation or corrective actions.
Support the development and delivery of compliance training programs for front office and control function staff.
Salary : $110,000 - $150,000