Associate Wealth Advisor

A boutique wealth-advisory firm is hiring an Associate Wealth Advisor who will serve as the strategic right hand to Kevin Roth, the firm’s CEO & Managing Director, and help guide some of the firm’s most sophisticated, high-net-worth families. This role leans into deep financial planning, complex estate and tax strategy, cash-flow modeling, investment analysis, and hands-on client relationship management. You’ll sit in client meetings, run live planning sessions, coordinate with attorneys and CPAs, and gradually grow into leading your own book. They’re looking for a sharp, curious, detail-driven professional who loves solving complex financial puzzles and thrives in a high-expectation, high-growth environment.

Associate Wealth Advisor Responsibilities

• Serve as 2nd chair to the CEO/Managing Director for high-net-worth and ultra-high-net-worth client relationships
• Participate in and eventually lead client meetings
• Prepare and run live cash-flow simulations, stress tests, and wealth-planning models
• Identify gaps and opportunities in financial plans and present recommendations
• Create client agendas and handle planning-focused follow-up
• Coordinate with attorneys and CPAs on estate, tax, and business-owner planning
• Conduct investment due diligence
• Manage smaller client relationships as proficiency and trust increase
• Support ongoing planning and project-management initiatives across a $430M AUM book
  
  

Associate Wealth Advisor Requirements

• 2 - 3 years of financial services experience with strong knowledge of investments and planning
• Series 65 required
• Bachelor’s degree required
• Intellectual curiosity and the drive to solve complex, esoteric planning scenarios
• Ability to think big picture while mastering details in a fast-paced environment
• Strong analytical skills and comfort operating live in front of clients
• Highly organized, proactive, and accountable
• Onsite in Houston, Monday - Friday
• CFP completed or actively pursuing preferred
• Experience with LPL or Schwab custodians preferred
• EA or CPA a major bonus preferred
• Exposure to private investments or UHNW planning preferred
  
  

Benefits

• Annual discretionary bonus estimated at 5–15% of base
• Health insurance
• Dental & vision available
• SIMPLE IRA with employer match
• Unlimited PTO All market holidays off
• Optional life & disability insurance
• High-growth environment with a clear path to becoming a lead advisor
  
  

The ideal candidate is a driven, intellectually hungry advisor who thrives on complexity, sees problems through to completion, and wants to grow fast under a leader who rewards excellence. Apply now!