What are the responsibilities and job description for the Financial Advisor position at Ascendo Resources?
Key Responsibilities
- Serve as fiduciary adviser delivering holistic investment management, tax-aware planning, and estate-transfer strategies.
- Deepen existing UHNW relationships while cultivating new family-office and institutional prospects.
- Leverage model portfolios or design bespoke mandates in collaboration with the Investment Committee.
- Maintain rigorous compliance with SEC standards
- Contribute to firm-wide thought leadership and mentor rising advisers.
Requirements
- Experience: 5 years advising high-net-worth or family-office clients; proven business-development track record.
- Mindset: Entrepreneurial, client-centric, culturally fluent with Latin American families. Committed to transparency and integrity.
- Compliance Record: Clean U4/U5 and strong ethical reputation.
- Licensing: Series 65/66 (or equivalent) and CFP®, CFA®, CIMA®, or similar designation.