Financial Advisor

Key Responsibilities

• Serve as fiduciary adviser delivering holistic investment management, tax-aware planning, and estate-transfer strategies.
• Deepen existing UHNW relationships while cultivating new family-office and institutional prospects.
• Leverage model portfolios or design bespoke mandates in collaboration with the Investment Committee.
• Maintain rigorous compliance with SEC standards
• Contribute to firm-wide thought leadership and mentor rising advisers.

Requirements

• Experience: 5 years advising high-net-worth or family-office clients; proven business-development track record.
• Mindset: Entrepreneurial, client-centric, culturally fluent with Latin American families. Committed to transparency and integrity.
• Compliance Record: Clean U4/U5 and strong ethical reputation.
• Licensing: Series 65/66 (or equivalent) and CFP®, CFA®, CIMA®, or similar designation.