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Fixed Income Compliance Officer

Anonymous
York, NY Full Time
POSTED ON 6/2/2026
AVAILABLE BEFORE 7/1/2026

Leading investment firm seeking a compliance professional to advise portfolio managers and traders across fixed income, rates, FX, and macro strategies.


Key responsibilities include front-office advisory, regulatory inquiries, surveillance escalations, policy development, risk assessments, and implementation of compliance controls for new business initiatives


Requirements:

  • 5–12 years of compliance experience
  • Deep expertise in fixed income, rates, FX, or macro products
  • Strong knowledge of investment adviser, exchange, and SEF regulations
  • Experience partnering directly with trading desks and investment teams


For a more detailed discussion in confidence, please apply with your resume.

Salary : $400,000 - $600,000

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