**CONTROL TESTING /REPORTING LEAD 1LOD**

**WHAT IS THE OPPORTUNITY?**

The 1LOD Control Testing/Reporting Lead is a key strategic and integral role for the overall success of the bank. This role is responsible for (i) with the guidance of Manager Control Testing/Reporting, responsible for building sustainable processes with appropriate risk mitigation activities; (ii) consulting risk owners on how to design and implement controls to mitigate the risks in a process; (iii) leading the analysts to perform control testing that evaluate the design and operating effectiveness of CNB's first line key controls; (iv)analyzing, aggregating, and articulating the results/issues/recommendations related to control testing activities; and (v) maintaining a thorough understanding of CNB's Internal Controls Management Policy, control testing methodologies, and related regulatory and compliance standards. This dynamic position provides opportunities for working across CNB, including across the business, 2LOD and internal audit.

**What you will do**

With the guidance of Manager Control Testing/Reporting, responsible for building sustainable processes with appropriate risk mitigation activities

Consulting risk owners on how to design and implement controls to mitigate the risks in a process

Responsible for planning, executing, and reviewing Control Assessments (i.e. Testing) that evaluate the design and operating effectiveness of CNBs first line Key Controls

Maintain a thorough understanding of CNB's Internal Controls Management Policy and Standards, control testing methodologies, and related regulatory and compliance standards, including but not limited to enterprise risk management, data governance, third party risk management, model risk management, business continuity, fraud risk management, and associated regulations, guidance, and regulatory expectations

Develop robust and scalable testing modules, scripts, and other guides including testing approach for evaluating the effectiveness of CNBs first line Key Controls to mitigate key risk exposures related to regulatory requirements and CNB risk policies and standards

Exhibit high attention to detail in documentation of control evaluation work papers and remediation of reviewers commentary

Exhibit high attention to detail and strategic thinking in analyzing, aggregating, and articulating the results/issues of control testing activities and value-add opportunities for improvement of Key Controls to CNB Senior Management and other stakeholders

Contribute to the articulation of results/conclusions/memos of control testing activities and communicate to key stakeholders across CNB

Support development, implementation, and continuous improvement of tools, templates, and best practices that support control testing and reporting activities

Assist with the validation and closure of control issues as identified through testing

Maintain solid working relationships with 1LOD, 2LOD and internal audit

Supports a high-performance environment by fostering an inclusive work environment, helping/elevating peers, and taking ownership of individual developmental goals

Acts as brand ambassador of the CoE by developing solid working relationships across the organization as to facilitate communication and strategic partnerships

Contribute to ad-hoc assignments and special projects

**Must-Have***

Bachelor's Degree or equivalent

Minimum 5years of experience in controls testing, internal audit, quality control roles, or other complimentary capacities, preferably within the financial services industry, a public accounting firm, or with a financial institutions regulator

Minimum 3 years of experience in the financial services industry

**Skills and Knowledge**

Preferred Certifications: CPA - Certified Public Accountant, CIA - Certified Internal Auditor, CISA - Certified Information Systems Auditor, and CISSP - Certified Information Systems Security Professional

Knowledge of FINRA, SEC, MSRB, FRBNY and OCC rules and regulations

Experience with operating in a highly matrixed environment

Excellent communication and presentations skills

Demonstrated experience supporting risk projects across multiple business lines offering a wide variety of financial services products and services

Excellent analytical and complex problem-solving skills

Knowledge of the financial services sector, particularly with the competitive dynamics and products in banking and risk management

Strong time management skills

**Compensation**

Starting base salary: $92,114 - $156,880 per year. Exact compensation may vary based on skills, experience, and location. This job is eligible for bonus and/or commissions.

***To be considered for this position you must meet at least these basic qualifications**

The preceding job description has been designed to indicate the general nature and level of work performed by employees within this classification. It is not designed to contain or be interpreted as a comprehensive inventory of all duties, responsibilities, and qualifications required of employees assigned to this job.

**Benefits and Perks**

At City National, we strive to be the best at whatever we do, including the benefits and perks we offer our colleagues. Get an inside look at our Benefits and Perks (https://image.emails.cnb.com/lib/fe5e15707c640c78771c/m/10/cbedd856-c2fc-491b-a625-3ab7a0fd9a65.pdf) .

**INCLUSION AND EQUAL OPPORTUNITY EMPLOYMENT**

City National Bank is an equal opportunity employer committed to diversity and inclusion. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, veteran status or any other basis protected by law.'

**ABOUT CITY NATIONAL**

We start with a basic premise: Business is personal. Since day one we've always gone further than the competition to help our clients, colleagues and community flourish. City National Bank was founded in 1954 by entrepreneurs for entrepreneurs and that legacy of integrity, community and unparalleled client relationships continues to drive phenomenal growth today. City National is a subsidiary of Royal Bank of Canada, one of North Americas leading diversified financial services companies.