Rutherford is partnered with a large private credit fund in New York that is looking for a Compliance Officer in the team. This is a role focused heavily on provide regulatory support and advice to the various investment teams. Key Responsibilities. Provide day-to-day compliance advisory on relevant U.S. regulatory requirements (e.g., SEC, FINRA, CFTC/NFA, OFAC, AML/BSA), aligned to the firm’s activities. Advise on the identification, handling, a...
