Job Title. Compliance Analyst. Location. Mesa, AZ. Department / Team. Compliance. Reports To. Chief Compliance & Legal Officer. Job Overview. The Compliance Analyst supports the company’s compliance program by ensuring adherence to regulatory requirements, internal policies, and industry best practices. This role focuses on monitoring compliance risks, assisting with audits and regulatory filings, and providing guidance on compliance matters to i...
Job Title. Compliance Analyst. Location. Mesa, AZ. Department / Team. Compliance. Reports To. Chief Compliance & Legal Officer. Job Overview. The Compliance Analyst supports the company’s compliance program by ensuring adherence to regulatory requirements, internal policies, and industry best practices. This role focuses on monitoring compliance risks, assisting with audits and regulatory filings, and providing guidance on compliance matters to i...
Tax Administrative Assistant. Do you take pride in producing accurate, detailed, and organized work. Are you a proactive multi-tasker who communicates clearly and professionally. If so, this role may be an excellent fit for you. Primary Duties. Process tax organizers and distribute them to clients via mail or electronically through the client portal. Organize and scan original client documents for tax return preparation. Assist with compiling int...
Senior Advisors are the most experienced advisors in the firm. They have two primary job functions: work with top 20% of the most profitable and/or complicated clients in the firm and the remaining 80% developing new client relationships. They also spend a significant amount of their time overseeing, training, and supervising other staff members. They are responsible for overseeing the top tier clients who generate a significant amount of revenue...
