Financial Industry Regulatory Authority, Inc. Jobs

The Senior Director is a key member of the Market Oversight Surveillance and Market Intelligence section’s leadership team and is responsible for the effective generation and progression of regulatory reviews conducted by the section. This role communicates and innovates with peers across the organization to facilitate sharing of surveillance intelligence to improve our ability to meet FINRA’s mission. The function of this role is to ensure that ...

Working independently, the Lead AI Engineer owns development of software products and works on improving the overall quality of the product throughout the software development life cycle and mentors other Software Engineers. Reports directly to a Director or Senior Director. Key Responsibilities AI Development & Implementation Create and manage the AI development process and overall infrastructure for AI-powered products Build AI models that gene...

The Lead Full-Stack GenAI Platform Software Engineer works independently and owns development of robust, scalable software solutions across the full stack, including backend APIs, frontend interfaces, and cloud infrastructure. This role is central to architecting and implementing a cutting-edge generative AI regulatory chat assistant. The Lead Software Engineer improves overall product quality throughout the software development lifecycle, guides...

We are seeking a highly skilled Machine Learning Engineer with strong experience in AWS, Large Language Models (LLMs)—especially Amazon Bedrock, Python, and modern CI/CD pipelines (Jenkins or GitLab). You will help design, build, and deploy scalable ML systems, integrate generative AI capabilities, and support end-to-end model lifecycle workflows in production. Essential Job Functions: Design, build, and deploy machine learning models and pipelin...

The Senior Director - Data Management Governance Office reports directly to the Chief Data Officer (CDO) and serves as a key strategic advisor on all matters related to data governance across the enterprise. This senior leadership position is instrumental in driving the strategic direction of FINRA's data governance initiatives, ensuring that the organization's data assets are properly managed as valuable organizational resources that support our...

FINRA Enforcement Associates, Honors Program make meaningful contributions to Enforcement’s investigations of and decisions about whether to bring disciplinary actions against individuals and firms in the financial industry. Honors Associates gain substantive hands-on legal experience that develops their lawyering skills in investigating, litigating and writing. They also gain specialized knowledge about the financial industry and participate in ...

The Compensation Senior Specialist is responsible for overseeing the administration of Market Intelligence programs for FINRA and the systems that support these programs. The position also provides support to Compensation Program managers and employees with regards to functional programs and actively seeks opportunities to improve programs. Essential Job Functions: Administers Compensation programs. ensures compliance with policies and practices....

The Paralegal in the Litigation group of the Offices of the Chief Legal Officer assists in responding to information requests received by FINRA, its officers, and its employees, including third-party subpoenas issued in arbitration proceedings, and civil and criminal litigation cases. With direct supervision, the Paralegal also responds to requests for the certification of FINRA documents as business records. As needed, Paralegal provides other l...

The Manager, Corporate Real Estate (CRE) provides comprehensive leadership for facilities operations, space management, and building services across assigned locations. This role combines strategic planning with operational excellence to create and maintain optimal workplace environments that support FINRA's regulatory mission and hybrid work model. This role requires expertise in facilities management, team leadership, budget administration, and...

Assistant General Counsel, Regulatory. locations. Washington, DC (Job Posting). Jersey City, NJ (Job Posting). Rockville, MD (Job Posting). NYC (Brookfield Place). Tysons, VA (Job Posting). time type. Full time. posted on. Posted 9 Days Ago. job requisition id. R-009489. Render senior-level legal advice and support in connection with the complete life cycle of the adoption of new regulatory initiatives, and serve as subject matter resource in one...

Associate General Counsel, Capital Markets. locations. Washington, DC (Job Posting). time type. Full time. posted on. Posted 3 Days Ago. job requisition id. R-009491. This position is responsible for directing and managing the complete life cycle of the adoption of new regulatory requirements. The incumbent provides expert knowledge to the Board of Governors and senior management, advising them on high-impact, legally and politically complex and ...