1 Finance Regulator Job in New York, NY

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Finance Regulator

DHD Consulting

New York, NY | Full Time

$88k-114k (estimate)

1 Week Ago

Finance Regulator

$88k-114k (estimate)

Full Time 1 Week Ago

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DHD Consulting is Hiring a Finance Regulator Near New York, NY

Policy Development:
- Lead the development of comprehensive risk management policies pertaining to leveraged lending.
- Create policies encompassing risk objectives, underwriting standards, and controls.
- Define leveraged lending definitions, risk appetite, and compliance checks within policies.
Documentation:
- Oversee the creation of deliverables including Underwriting Standards Document and Concentration Limit Policies.
- Ensure detailed criteria for borrower evaluation, cash flow analysis, and secondary repayment sources are effectively outlined.
- Define clear limits for leveraged loan exposures by industry, sponsor, and geography to ensure diversification and mitigate concentration risks.
Procedures Manual and Guidelines:
- Collaborate with documentors to create an Underwriting Procedures Manual.
- Document step-by-step underwriting processes for leveraged loans, emphasizing data requirements, analysis steps, and approval processes.
- Ensure thorough documentation of procedures for conducting credit analyses, considering leveraged lending's unique risks and regulatory considerations.
Compliance and Monitoring System Enhancement:
- Develop a Compliance Monitoring Plan to regularly review compliance with leveraged lending policies and regulatory requirements.
- Incorporate reporting templates and procedures into underwriting standards and credit policies for efficient reporting to management and regulatory bodies.
- Ensure that compliance monitoring plan integrates seamlessly with existing risk management framework.

Qualifications:

While not required, previous regulator experience is a big plus.
Bachelor's degree in Finance, Economics, Business Administration, or related field. Master's degree preferred.
Extensive experience in risk management within the financial services industry, particularly in leveraged lending.
Strong understanding of regulatory requirements and best practices related to risk management policies and procedures.
Excellent analytical skills with the ability to interpret complex data and regulatory guidance.
Exceptional communication and interpersonal skills, with the ability to collaborate effectively across departments.