Overview. This individual will join the Compliance Department supporting the U.S. branch of Canaccord Genuity’s Canadian Wealth Management practice, which includes both a U.S. broker-dealer and SEC-registered investment advisor. . This individual will be responsible for building out, implementing, and maintaining the Anti-Money Laundering (AML) Program for the U.S. Wealth Management business. The AML Compliance Officer will report to the Deputy C...
The individual will play an integral role in identifying and executing buyside and sell-side, public and private, domestic and cross border M&A and Capital Markets transactions. The individual will work directly with the Group Heads and receive considerable responsibility throughout the course of each project, playing an integral role in each phase of an assignment, from the conceptual stages through completion. Along with other professionals, th...
