General Summary. The Regulatory Compliance Specialist is responsible processing all legal documentation for violations and assisting stores in obtaining and maintaining compliance with regulations through audits, coaching team members, legal partnership, and the identification of regulations. The Regulatory Compliance Specialist will interact with government agencies, legal, team members and executives on a regular basis. Principal Duties & Respo...
Operations / Compliance Specialist with an expertise in financial investments is needed to join the team of a local fee only investment firm. Company is located along the picturesque route 9 corridor of Middlesex County and is ready to welcome you to their firm. $50,000 - $90,000 depending on experience. The purpose of this operations and compliance role is to coordinate and if needed enhance business and compliance processes. You will play a vit...
