What does a Corporate Compliance and Regulations Manager Do?
The Corporate Compliance and Regulations Manager assigns investigations to professional staff and ensures that staff follows approved investigation procedures. Oversees investigations of alleged violations of the corporation's ethical standards or non-compliance with applicable laws, regulations and corporate policy. Being a Corporate Compliance and Regulations Manager helps develop compliance training and recommends proactive measures that will reduce the risk of future violations or non-compliance. Ensures that investigations are properly documented and reports findings to authorities as nee ...ded. In addition, Corporate Compliance and Regulations Manager requires a bachelor's degree of related area. Typically reports to a head of a unit/department. The Corporate Compliance and Regulations Manager typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. Working as a Corporate Compliance and Regulations Manager typically requires 3+ years of managerial experience.More Show Less
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