The Compliance Advisor is responsible for facilitating all aspects of the compliance management system (policies & procedures, monitoring & testing, consumer complaint response, and training) in partnership with frontline stakeholders in their assigned business unit(s). This position will assist in tracking the effectiveness of the compliance program by conducting ongoing reviews and transaction testing. Responsibilities. Daily responsibilities i...
The Compliance Advisor is responsible for facilitating all aspects of the compliance management system (policies & procedures, monitoring & testing, consumer complaint response, and training) in partnership with frontline stakeholders in their assigned business unit(s). This position will assist in tracking the effectiveness of the compliance program by conducting ongoing reviews and transaction testing. Responsibilities. Daily responsibilities ...
Compensation: $73,945 - $120,165. General. Responsibilities. At the direction of the UAB Health System Office of Compliance Services and the Alabama Rural Health Collaborative (ARHC), to serve as an advisor for member organizations of the ARHC on development and implementation of required compliance program elements. To help identify, assess, and mitigate areas of compliance/regulatory vulnerability and risk. To provide insight, guidance and faci...
Description. The. Compliance Advisor. will be responsible for ensuring compliance with SEC, CFTC, and Exchange Rules in the Company’s daily trading operations. The ideal candidate will have a strong understanding of derivatives trading concepts for exchange traded and bi-lateral transactions, as well as a deep knowledge of oil and refined products markets, hedging strategy, and oil & gas market fundamentals. This role requires a highly analytical...
ESSENTIAL DUTIES AND RESPONSIBILITIES. The requirements listed below are representative of the knowledge, skill, and/or ability required to perform this job successfully. Upon request, reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions. Provide outstanding customer service to guests and all other employees by exceeding our mission statement. Assist team related to TCC regulations and o...
Description. Position Summary. As a Compliance Advisor and a member of the MedPro Compliance Advisory Services Team (“MCA”) you will leverage your expertise to provide pharmaceutical and medical device transparency and compliance education and solutions to MedPro’s internal colleagues and external customers. The Compliance Advisor will report to the Manager, Compliance Advisory Services, US Reporting, and will work out of our Mount Arlington, New...
