What are the responsibilities and job description for the Financial Advisor position at UpTick Financial- Advisor Recruiters and Consultants?
Thinking about making a move? This could be the opportunity that changes everything.
Our client—an award-winning independent investment advisory firm headquartered in NYC—is actively seeking experienced Financial Advisors ready for their next chapter. With over $200 billion in AUM, a 40 year legacy of success, and offices nationwide, this firm offers the scale, stability, and flexibility advisors are looking for today.
Advisors who join benefit from strong inbound lead flow, a nationally recognized brand, and a platform built to support growth. Comprehensive transition assistance is available to ensure a smooth and successful move.
If you’re looking for greater independence, stronger support, and the ability to grow your practice without limits, this is a conversation worth having.
The ideal candidate must have at least 4 years of Wealth Management experience with a strong knowledge of traditional investment policy planning, asset allocation, and portfolio implementation. Above all, the Advisor will be dedicated to developing best-in-class client service.
*Transitional Bonus Available Based on Production*
Responsibilities:
- Provide a high level of individualized, comprehensive services and investment strategies to clients
- Demonstrated long-standing client retention and ability to maintain and grow a book of business
- Deliver presentations and create proposals to prospective clients
- Build brand awareness and market services
- Maintain a high level of financial and industry knowledge
- Utilize the established referral network and network with referral sources
- Work with the home office to allocate and manage clients’ financial interests
- Service clients, oversee portfolio management, and client retention
- Manage a current book of clients with $20 MM in AUM
- Ensures all Continuing Education requirements are attained
Qualifications:
- Bachelor’s degree and a minimum of 4 years of experience in wealth management, financial advisory, or other financial services with a history of success
- Demonstrated ability to work both independently and as a team to achieve shared goals
- Computer skills: Outlook, Excel, Word, and PowerPoint
- Clean U4
- Must have FINRA Series 7 or 65
- Certified Financial Planner (CFP), nice to have but not required
- Manage a current book of clients with $20 MM in Portable AUM
*Transition Team in place to support Advisors in bringing over their existing client base*
*Bonus Available Based on Production*
*We currently have openings in NYC, Red Bank, NJ, Tampa, FL, Boston, MA, Dallas, TX, and Miami, FL*
Thank you for your interest. Please submit your resume for consideration. All qualified applicants will be considered.