What are the responsibilities and job description for the Private Wealth Advisor position at UpTick Financial- Advisor Recruiters and Consultants?
Are you looking for an opportunity to join a fast-growing, independent-minded, client-first, Award-winning $100 billion dollar Broker-Dealer?
Our client, a top Broker-Dealer with over $100 billion in AUM and over 90 offices in the US, has built its culture around passion, integrity, respect, teamwork, and the desire that other firms may struggle to provide. Our client specializes in helping high-quality advisors reach their full potential in a team-friendly environment.
Their approach gives advisors the flexibility to run their businesses the way they choose. Because they refrain from offering proprietary products, advisors are free to choose from a broad range of traditional brokerage products, mutual funds, and insurance products. Their product selection, coupled with an infrastructure designed to meet an advisor’s needs on time, ultimately results in an enhanced advisor-client relationship.
- Transition bonus available based on experience and trailing 12*
Our client is registered to conduct securities business in all 50 States and is a member of both the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC).
Join now to enjoy these and many other benefits…
- Strategic Alliances: There are many areas of opportunity to deepen the good work you do for your clients, but there is only so much time in the day. We have formed alliances with strong, high-quality teams to better assist you in areas that need specialized focus, including insurance consulting and complex estate planning.
- Investment Management: Our high-end turnkey investment management platform offers several model portfolios across multiple investment styles and risk levels.
- Knowledgeable Admin Support: On day one, enjoy administrative support with time-consuming tasks like new account opening, logging in contributions and distributions, processing RMDs, and answering other account-related questions. We also include full marketing support to deepen your best client relationships.
The position prefers:
- Candidates with, or working towards, a CFP®
- Experience serving high-net-worth and ultra-high-net-worth clients
- Experience with eMoney, Tamarac, and Morningstar
- The desire to grow your business through hard work, business acquisitions, and/or marketing
- Must have a positive attitude and want to affiliate with a team that believes we all work and succeed together
- Clean compliance record
- Licensed in Series 7 or 65, 63,66, and Life and Health Insurance
- College degree or equivalent
- Minimum of $25 million in AUM or trialing 12 of $250K
- Transition to a 1099 or W2 model
*Signing Bonuses Available Based on Experience and trailing 12*
At UpTick Consulting Partners, we guide advisors through every step of the transition — from due diligence and compliance to negotiations and onboarding. With partnerships across LPL, RBC Wealth, Raymond James, Osaic, MassMutual, and over 50 leading firms, we ensure your move is smooth, strategic, and profitable. If you're looking to make a transition, we can help.
Salary : $250,000