What are the responsibilities and job description for the Senior Wealth Strategist position at UBS?
Your role
Full Time
Job Reference #
334283BR
City
Charlotte
Your team
You will be working with one of our large teams in the Charlotte, NC (South Park) office.
Your expertise
7-10 years in the Financial/Investment sector
Series 7 & 66 required
Insurance licensing
CFA/CFP - CFA preferred
Bachelors degree in Finance
Strong analytical skills
Detail oriented
Microsoft Suite
About Us
UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.
We know that great work is never done alone. That’s why we place collaboration at the heart of everything we do. Because together, we’re more than ourselves. Want to find out more? Visit ubs.com/careers.
Join us
At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.
We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.
Disclaimer / Policy statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
- Design, implement, trade, and monitor client portfolios in accordance with team and UBS guidelines.
- Manage all day to day trading activity, including new money deployment, rebalancing, tax loss harvesting, cash raises, model updates, and structured product execution.
- Oversee semiannual and event driven rebalancing cycles, ensuring portfolios stay aligned with strategy and risk guidelines.
- Monitor portfolios for drift, risk exposures, independence restrictions, suitability, and tax efficiency; proactively recommend adjustments.
- Conduct research and make recommendations on investment solutions (funds, SMAs, structured products, alternatives) consistent with UBS CIO guidance.
- Maintain and enhance proprietary model portfolios, including assumptions, asset allocation, risk metrics, and documentation.
- Prepare clear, client friendly portfolio and performance summaries for meetings, reviews, and reports.
- Attend selected client/prospect meetings to explain market outlook, portfolio positioning, and performance in simple, direct language.
- Projects and reporting for significant corporate client.
- Collaborate closely with Planning, Wealth Strategy, and Client Service teammates to align planning, portfolio, implementation workflows.
- Prepare investment materials for client reviews, business development meetings, and new client onboarding.
- Translate financial plans into implementable portfolios, manage onboarding trades, and oversee new relationship investment execution in the first 90 days.
- Produce or oversee production of periodic performance, allocation, and monitoring reports; document decisions and rationales thoroughly.
- Maintain a very low error rate in trading, resolve issues promptly, and uphold all compliance and independence standards.
- Demonstrate strong communication, ownership mindset, attention to detail, and commitment to the team’s culture of excellence.
Full Time
Job Reference #
334283BR
City
Charlotte
Your team
You will be working with one of our large teams in the Charlotte, NC (South Park) office.
Your expertise
7-10 years in the Financial/Investment sector
Series 7 & 66 required
Insurance licensing
CFA/CFP - CFA preferred
Bachelors degree in Finance
Strong analytical skills
Detail oriented
Microsoft Suite
About Us
UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.
We know that great work is never done alone. That’s why we place collaboration at the heart of everything we do. Because together, we’re more than ourselves. Want to find out more? Visit ubs.com/careers.
Join us
At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.
We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.
Disclaimer / Policy statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.