What are the responsibilities and job description for the STOCKMAN WEALTH MANAGEMENT CHIEF COMPLIANCE OFFICER position at Stockman Bank of Montana?
Position General Responsibilities:
Incumbent is responsible for administering and monitoring the firm's compliance program as an SEC Registered Investment Adviser requirement. Must foster a highly ethical culture of compliance with "client first" approach. Will represent Stockman Wealth Management in community activities as agreed and approved by Manager.
Minimum Qualifications:
- Strong commitment to providing exceptional customer service.
- Four-year college level course study/degree.
- Minimum of five years previous Registered Investment Adviser (RIA) Compliance experience.
- IACCP designation preferred.
- Working knowledge of Word, Excel, Access or related software.
- Demonstrated ability to provide information in concise verbal and written formats is essential for job success.
- Experience in retirement planning (403(b), 401(k), Pension Plans) is advantageous.
Specific Skills Requirements:
- Action Orientation – taking initiative to achieve desired results rather than passively waiting for direction.
- Applied Learning Ability – understanding new information and complex ideas quickly and without confusion.
- Strong Communication Skills (written and verbal) – ability to disseminate complex information in an easily-understandable format to an audience of varied knowledge level.
- Creative Problem-Solving Ability – looking for solutions to achieve desired results.
- Strong Interpersonal Skills – with ability to interact effectively with all levels of management.
- Professionalism – maintaining a professional attitude, image, and work ethic.
NOTE: Travel is possible with this position and could include overnight stays.
Dimension of Job:
This position requires a thorough knowledge of investment activities and policies.
For full description, which includes physical mental demands please see attachment.