Sr. Wealth Portfolio Planner

Position Title: Sr. Wealth Portfolio Planner

Reports to: SVP, Simplicity Securities

Department: Simplicity Securities / Planning

Location: 475 Springfield Avenue, Summit, NJ (in-office)

Classification: Full-time/Exempt

Summary / Job Objective: This is a full-time, on-site role based in Summit, NJ, for a Wealth Portfolio Planner. We are seeking an individual who is a strong relationship builder with great communication skills and a problem-solving mindset that thrives in a fast-paced and evolving organization. Our ideal candidate is self-motivated, a proactive tech savvy learner, consistently performs at a high level under variable workloads, and has a passion for making a positive impact on client’s lives. You will have exposure to many areas of financial services with a primary focus on creating Investment Proposal Recommendations and conducting Client Portfolio reviews for affiliated RIA and IAR Wealth Advisors using our proprietary platform. This is not an “Analyst” position. This is focused on helping Independent Wealth Advisors create winning Portfolio’s for their clients based on the objectives, needs and goals of those clients.

Essential Job Functions: Inbound and outbound Advisor Service, Investment Holdings Review, Investment Proposal Generation & Portfolio Planning, Quality Assurance, Internal Projects and Wealth Advisor Coaching & Training.

Primary Responsibilities:

· Meets with Wealth Advisors to collect client information and build strong relationships (Phone/Video).

· Works with Wealth Advisors in ensuring the proper forms are collected pre/post client meeting.

· Acts as the primary interface between Wealth Advisors responsible for reviewing sensitive client information and inputting it into the Simplicity Wealth Tech System.

· Services portfolio planning-related requests with a focus on providing high quality & responsive experience.

· Extensive communication with internal and external clients using email and phone.

· Collaborates, Coaches, and answers Advisor questions via e-mail, video, and phone.

· Conducts educational Webinars to continue to educate and teach Advisors best practices.

· Handles inbound calls to the Planning Team and addresses and resolves any Advisor needs.

· Handles Quality Assurance related to the Wealth Proposal as Tech is regularly updated.

Qualifications:

· Bachelor’s degree, strongly preferred

· 3 years of applicable work experience (non-intern)

· Prior experience in a Financial Services capacity (RIA, IAR, Bank, Broker Dealer, Annuity, Life)

· Must be Tech Savvy: Strong Proficiency in Google Office Suite

· Must hold at least one of the following: Series 65 or Series 66, Series 7, CFP or CHFC

Core Competencies:

· Strong organizational, prioritization, interpersonal & time management skills.

· Strong mathematical and analytical skills.

· Excellent communications skills; both verbal and written.

· Collaborative and able to work effectively with others.

· Flexible team player who is highly adaptable to change and open to new ideas.

· Self-starter with ability to work independently and to learn a wide array of subject matter.

· Problem-solving/troubleshooting ability.

· Ability to prioritize and/ or seek assistance in determining task priority.

Compensation (based on experience)

• Base salary: $65,000 -$80,000 / exempt
• Annual performance bonus target: 10%

Benefits

• Employee benefits (medical, dental, vision, life insurance, other)
• 401k with employer match
• Paid Time Off
• Paid parking

Location: 475 Springfield Ave, Summit, NJ 07901 / This role is an in-office position

Headquartered in Summit, New Jersey, Simplicity Financial Marketing Group Holdings (“Simplicity Group”) is a financial holding company in the independent financial services sector that specializes in the distribution of retirement and financial planning solutions. Simplicity Group and its wholly-owned Broker-Dealer, partners with financial institutions, as well as insurance and investment professionals to help provide consumers with guaranteed income and life insurance products, wealth accumulation strategies, disability, and long-term care protection in support of a holistic financial strategy.

Through its vast distribution network of insurance, wealth, and institutional channels, Simplicity Group has assisted with the placement of more than $14 billion of insurance assets and has $14 billion of assets under management and advisement as of Q2 2026. Simplicity Group is a fast-growing business, focused on organic growth initiatives to help its distribution partners expand their businesses. Simplicity Group has over 1,400 employees and 100 operating subsidiaries. Simplicity Group is owned by two of the leading San Francisco-based financial and tech-enabled services private equity firms and by its operating Partners, who help drive the company’s day-to-day business.

For more information, please visit simplicitygroup.com.