What are the responsibilities and job description for the AML/KYC Analyst position at Rockefeller Capital Management?
About Rockefeller Capital Management
Rockefeller Capital Management was established in 2018 as a leading independent financial advisory services firm. Originally founded in 1882 as the family office of John D. Rockefeller, the Firm has evolved to offer strategic advice to ultra- and high-net-worth individuals and families, institutions, and corporations from offices in 33 markets throughout the United States, as well as an office in London. The Firm oversees $212 billion in client assets as of April 30, 2026.
Position
We are seeking a detail-oriented and motivated AML/KYC Analyst to join the AML Compliance team. This role provides an opportunity to gain hands-on experience supporting client onboarding, periodic reviews, sanctions-related reviews, and other core anti-money laundering compliance activities within a regulated financial services environment. The ideal candidate will have strong research, analytical, written, and communication skills, along with an interest in building a career in AML and financial crime compliance.
Responsibilities
- Conduct due diligence on prospects and new and existing clients using internal systems, public records, and third-party research tools.
- Partner with business stakeholders during the onboarding process to obtain required information and ensure customer and account data are captured accurately in firm systems.
- Perform periodic reviews of existing clients to identify changes in risk profile and ensure records remain current and complete.
- Identify and escalate potential KYC issues arising during onboarding and periodic reviews.
- Assist with FinCEN 314(a) searches and related review activities.
- Assist with PEP, Adverse Media, OFAC and sanctions-related reviews.
- Support the AML Compliance team during internal audits, regulatory examinations, and other compliance-related initiatives or projects, as needed.
Qualifications
- Bachelor’s degree required.
- Previous experience in AML, KYC, sanctions compliance, financial services, or a relevant internship preferred.
- Basic understanding of the Bank Secrecy Act (BSA), the USA PATRIOT Act, and core AML regulatory requirements.
- Exposure to private wealth management or the securities industry is a plus.
Skills
- Strong research skills, including familiarity with public records and third-party research tools such as LexisNexis and World-Check.
- Familiarity with automated onboarding, screening, or transaction monitoring systems is a plus.
- Comfort using emerging technology tools, including AI-enabled solutions, to support research, data analysis, and workflow efficiency, with appropriate oversight and judgment.
- Strong writing, analytical, decision-making, problem-solving, and communication skills.
- Strong organizational skills, attention to detail, and the ability to manage multiple priorities effectively.
Compensation Range
The anticipated base salary range for this role is $75,000 to $80,000. Base salary for the role will depend on several factors, including a candidate’s qualifications, skills, competencies, and experience, and may fall outside of the range shown. In addition, this role may be eligible for a discretionary bonus. Rockefeller Capital Management offers a comprehensive benefit package including health coverage, vacation time, paid leave, retirement plan, and more. Visit careers.rockco.com to learn more about additional opportunities and benefits offerings.
Disclosure
Rockefeller & Co. LLC, Rockefeller Financial LLC, Rockefeller Trust Company, N.A., The Rockefeller Trust Company (Delaware), Rockefeller Financial Services, Inc. and all other subsidiaries of Rockefeller Capital Management L.P. (individually and collectively, “Rockefeller”) is an equal opportunity employer and does not discriminate on the basis of race, religion, sex, gender, sexual orientation, gender identity or expression, national origin, citizenship, age, military or veteran status, marital or partnership status, caregiver status, legally recognized disability, or any other basis protected by applicable federal, state or local law (“protected characteristics”).
Rockefeller Capital Management participates in the E-Verify program in certain locations, as required by law.