Senior Financial Advisor / Financial Planner (Servicing Advisor)CFP

Senior Financial Advisor / Financial Planner (Servicing Advisor)

Wealth Management firm

Waukesha, WI

Compensation: $150k - 200K plus bonus

Our client is a well-established wealth management firm seeking a Senior Financial Advisor to deliver comprehensive financial planning and investment management services to high-net-worth and mass-affluent clients. This individual will serve as a trusted advisor, building long-term relationships while providing holistic financial guidance and portfolio management. Please note: A lead advisor on the team plans to retire within the next year, creating a tremendous long-term opportunity for a Financial Advisor seeking meaningful career growth, continuity of client relationships, and the potential to step in as the lead advisor, servicing an established and well-developed book of relationships

Key Responsibilities for Senior Financial Advisor:

• Serve as a trusted advisor to high-net-worth and mass-affluent clients, delivering comprehensive financial planning and investment advice

• Develop and implement personalized financial plans, including retirement, tax, estate, education, and risk management strategies

• Design, manage, and monitor client investment portfolios aligned with client goals, risk tolerance, and fiduciary standards

• Conduct regular client reviews and proactively recommend portfolio and planning adjustments as circumstances or markets change

• Build and maintain strong, long-term client relationships through exceptional service and communication

• Collaborate with internal teams and external professionals, including CPAs, attorneys, and estate planners, to deliver holistic advice

• Mentor junior advisors and support team development as needed

• Ensure compliance with RIA regulations, internal policies, and fiduciary best practices

• Contribute to business development efforts through referrals, client retention, and strategic growth initiatives

Qualifications for Senior Financial Advisor:

• Bachelor’s degree in finance, economics, business, or related field

• Minimum of 5 years of experience in the wealth management or financial advisory industry, including at least 3 years of holistic financial planning experience

• FINRA Series 65

• Strong analytical, organizational, and communication skills

• High attention to detail with a passion for what you do with strong client service orientation

• Ability to learn quickly in a fast-paced advisory environment

Preferred

• CFP designation strongly preferred

• Proficiency with Microsoft Excel and financial planning software such as Money Guide Pro, Tamarack, Junxure, and Redtail

What Our Client Offers:

• Outstanding opportunity for long-term career advancement within a well-established, thriving firm with strong leadership and consistent organic growth

• Comprehensive benefits program including medical, dental, and vision insurance

• 401(k) with employer match

• Generous paid time off and maternity or paternity leave

• Health savings account and flexible spending account

• Life insurance and employee assistance program

• Professional development assistance and mentorship opportunities

• Strong opportunities for advancement and career growth

• Employee resource groups and a collaborative team environment

About the Culture:

Our client fosters a challenging and stimulating environment where professionals are supported in their growth and development. The firm promotes a collaborative, team-oriented culture, values diverse perspectives, and emphasizes a strong balance between professional success and personal well-being.

Hiring in Waukesha, WI: Senior Financial Advisor (Servicing Advisor) for a well-established wealth management firm. This role focuses on delivering comprehensive financial planning and investment management services to high-net-worth and mass-affluent clients. The advisor will serve as a trusted partner, building long-term relationships while providing holistic guidance across retirement, tax, estate, and investment strategies. Unique opportunity as a lead advisor on the team plans to retire within the next year, offering strong long-term growth, continuity of client relationships, and the potential to step into a lead role servicing an established book of business. Compensation: $150K to $200K base plus bonus, along with a comprehensive benefits package and strong career advancement opportunities within a collaborative, team-oriented environment.

Key Words

Asset Management, CFP, Client Relationship Management, Estate Planning, Financial Advisor, Financial Planning, High Net Worth, Investment Management, MoneyGuidePro, Portfolio Management, Redtail CRM, Retirement Planning, RIA, Risk Management, Series 65, Tamarac, Wealth Management