What are the responsibilities and job description for the Compliance Analyst position at Private Equity?
Based on the Compliance Analyst position, here’s a LinkedIn-ready version that removes the company name and is written to attract candidates while highlighting growth, exposure, and impact.
Compliance Analyst | Boston, MA
We are partnering with a highly respected alternative investment and real assets investment management firm seeking a Compliance Analyst to join its growing team in Boston.
This is an excellent opportunity for an early-career compliance, audit, legal, or accounting professional looking to gain broad exposure to SEC regulatory compliance, corporate governance, risk management, and investment adviser operations within a sophisticated institutional investment environment.
What You’ll Do
- Support the execution and enhancement of the firm’s compliance program
- Assist with regulatory filings, including Form ADV, Form PF, and other regulatory reporting requirements
- Monitor regulatory developments and assess potential impacts to the business
- Conduct compliance reviews, testing, and monitoring activities
- Help administer compliance systems covering personal trading, gifts & entertainment, political contributions, and outside business activities
- Partner with teams across Investor Relations, Accounting, Operations, Technology, and Legal
- Assist with employee onboarding/offboarding compliance requirements and internal audit requests
- Participate in special projects, regulatory research, and firmwide compliance initiatives
What We’re Looking For
- Bachelor’s degree with strong academic credentials
- 1-3 years of experience in compliance, audit, legal, accounting, or a related field
- Understanding of investment adviser compliance and the Investment Advisers Act of 1940 is preferred
- Exposure to SEC, FINRA, CFTC/NFA, ERISA, or private fund regulations is a plus
- Strong analytical, organizational, and project management skills
- Excellent communication skills and attention to detail
- Ability to manage multiple priorities in a fast-paced environment
Why Consider This Opportunity?
- Broad exposure to all facets of an institutional compliance program
- Direct interaction with senior compliance leadership
- Opportunity to work across multiple business functions
- Strong long-term career growth within investment management
- Competitive compensation, bonus, and benefits package
If you’re interested in learning more, please apply directly or contact me for a confidential conversation.
Salary : $80,000 - $90,000