SOX IT Audit Manager

Piper Companies is seeking a SOX IT Audit Manager to support a leading organization undergoing a large-scale business transformation and ERP modernization initiative. The ideal SOX IT Audit Manager will work closely with Internal Audit, business stakeholders, and transformation program teams to ensure Sarbanes-Oxley (SOX) compliance throughout system implementations, process changes, and data migration activities onsite Monday through Friday in San Jose, California.

Responsibilities of the SOX IT Audit Manager:

• Document, test, and evaluate SDLC controls for SOX compliance purposes.
• Perform testing and validation of IT General Controls (ITGCs), key reports, and application controls across ERP and enterprise systems.
• Conduct detailed reviews of system access, user provisioning, privileged access, and Segregation of Duties (SOD) requirements.
• Execute design and operating effectiveness testing for SOX controls supporting financial reporting processes, including Order-to-Cash (OTC), Revenue, Pricing, Record-to-Report (RTR), General Ledger, and related functions.
• Support control automation initiatives and identify opportunities to improve testing efficiencies.
• Prepare and maintain process narratives, flowcharts, risk and control matrices (RCMs), testing documentation, and audit evidence.
• Ensure audit documentation and supporting evidence are complete, accurate, and ready for internal and external audit review.
• Partner with Internal Audit, business, and IT teams to assess control impacts resulting from new systems, ERP implementations, and process changes.
  
  

Qualifications of the SOX IT Audit Manager:

• 5 years of experience supporting SOX compliance, internal controls testing, IT audit, or internal audit functions.
• Strong knowledge of SOX 404 requirements, risk assessment methodologies, and internal control frameworks.
• Hands-on experience with IT General Controls (ITGCs), application controls, key report testing, and SOX documentation requirements.
• Understanding of financial reporting processes and business cycles including OTC, RTR, Revenue, Pricing, and General Ledger.
• Experience supporting ERP implementations, system transformations, migrations, or major technology initiatives.
• Proficiency with audit and governance platforms such as AuditBoard and reporting tools such as Power BI.
• Strong experience reviewing access controls, user security, privileged access management, and Segregation of Duties (SOD).
• Excellent verbal and written communication skills with the ability to collaborate across technical and business teams.
• Bachelor’s degree in Accounting, Finance, or related field
  
  

Compensation for the SOX IT Audit Manager:

• Salary range: $150,000 - $180,000 annually
• Comprehensive Benefits: Medical, Dental, Vision, 401K, PTO, Sick Leave if required by law, and Holidays
  
  

This job opens for applications on 07/30/2026. Applications for this job will be accepted for at least 30 days from the posting date.

Keywords: SOX, SOX Compliance, SOX 404, IT Audit, Internal Audit, ITGC, Application Controls, Key Report Testing, Controls Testing, AuditBoard, Power BI, ERP Implementation, SAP, SDLC Controls, Segregation of Duties (SOD), User Access Reviews, Financial Controls, Risk Assessment, Internal Controls, Order-to-Cash (OTC), Record-to-Report (RTR), Revenue Controls, General Ledger, Data Migration, System Implementation, Transformation Program, Audit Documentation, Risk Control Matrix (RCM), Walkthroughs, Gap Analysis, Remediation Testing, Compliance, Governance Risk & Compliance (GRC), Technology Risk