What are the responsibilities and job description for the Director, Corporate Governance & Securities Counsel position at Piper Companies?
Piper Companies is seeking a Director, Corporate Governance & Securities Counsel to join a leading publicly traded healthcare technology company located in Tempe, AZ who can work onsite five days per week. The ideal Director, Corporate Governance & Securities Counsel will serve as a strategic legal advisor responsible for corporate governance, securities compliance, SEC reporting, board governance, subsidiary governance, and legal transformation initiatives supporting a global public company.
Responsibilities of the Director, Corporate Governance & Securities Counsel:
Keywords: Corporate Governance, Securities Counsel, Corporate Counsel, Director Legal Counsel, SEC Reporting, SEC Filings, Form 10-K, Form 10-Q, Form 8-K, Proxy Statements, Securities Law, Public Company Compliance, Corporate Secretary, Board Governance, Board of Directors, Corporate Governance Framework, Governance Policies, Annual Shareholder Meeting, Disclosure Controls, Securities Compliance, Nasdaq Listing Standards, SOX Compliance, Sarbanes-Oxley, Dodd-Frank, Insider Trading Compliance, Section 16 Reporting, Rule 144, 10b5-1 Plans, Investor Relations, Executive Compensation, Equity Compensation, Stock Plans, Corporate Transactions, Due Diligence, Financing Arrangements, Debt Financing, Bond Issuance, Treasury, Tax, Public Company Attorney, Governance Risk Management, Legal Operations, Entity Management, Subsidiary Governance, Corporate Restructuring, Global Subsidiaries, Legal Technology, AI in Legal Operations, Digital Transformation, Workiva, Wdesk, Intelligize, Governance Reporting, Regulatory Compliance, Corporate Law, Governance Counsel, Corporate Governance Director.
Responsibilities of the Director, Corporate Governance & Securities Counsel:
- Lead governance processes supporting the Board of Directors and Board committees.
- Prepare and review Board and committee agendas, materials, resolutions, meeting minutes, and annual shareholder meeting documentation.
- Drive continuous improvement of corporate governance frameworks, policies, and best practices.
- Lead SEC reporting and disclosure processes, including Forms 10-K, 10-Q, 8-K, S-8, and Proxy Statements.
- Oversee insider trading compliance, Section 16 filings, Rule 144 matters, and 10b5-1 trading plans.
- Monitor SEC regulations, Nasdaq listing standards, SOX requirements, and governance developments.
- Partner with Finance, Treasury, Investor Relations, Tax, HR, and executive leadership on governance and disclosure matters.
- Support earnings preparation activities, disclosure reviews, earnings releases, and investor communications.
- Advise on financing arrangements, debt transactions, investments, and related corporate matters.
- Lead global subsidiary governance, entity management, compliance reviews, and governance reporting initiatives.
- Drive legal operations improvements through AI, automation, and digital transformation initiatives.
- Manage outside counsel relationships and support strategic corporate transactions and restructuring activities.
- 12 years of corporate legal experience in a law firm, publicly traded company, or a combination of both.
- Must be eligible to work in the United States and obtain and maintain an Active U.S. Government Secret Clearance.
- Extensive experience with SEC reporting, securities law compliance, corporate governance, and Board matters.
- Strong knowledge of SEC regulations, Nasdaq listing standards, SOX, Dodd-Frank, and insider trading regulations.
- Experience supporting proxy statements, annual shareholder meetings, and public company governance activities.
- Proven ability to advise executive leadership on complex governance, disclosure, and compliance matters.
- Experience partnering with Finance, Treasury, Investor Relations, Tax, Human Resources, and executive leadership teams.
- Experience managing outside counsel and legal budgets.
- Demonstrated success leading cross-functional initiatives and process improvement efforts.
- Experience utilizing legal technology, automation tools, AI solutions, Workiva/Wdesk, Intelligize, or similar platforms preferred.
- Juris Doctor (JD) degree from an accredited law school and active license to practice law in at least one U.S. jurisdiction.
- Salary range: $190,000 - $250,000 annually depending on experience
- Comprehensive benefits package including medical, dental, vision, 401(k), paid time off, employee assistance programs, and additional voluntary benefits.
Keywords: Corporate Governance, Securities Counsel, Corporate Counsel, Director Legal Counsel, SEC Reporting, SEC Filings, Form 10-K, Form 10-Q, Form 8-K, Proxy Statements, Securities Law, Public Company Compliance, Corporate Secretary, Board Governance, Board of Directors, Corporate Governance Framework, Governance Policies, Annual Shareholder Meeting, Disclosure Controls, Securities Compliance, Nasdaq Listing Standards, SOX Compliance, Sarbanes-Oxley, Dodd-Frank, Insider Trading Compliance, Section 16 Reporting, Rule 144, 10b5-1 Plans, Investor Relations, Executive Compensation, Equity Compensation, Stock Plans, Corporate Transactions, Due Diligence, Financing Arrangements, Debt Financing, Bond Issuance, Treasury, Tax, Public Company Attorney, Governance Risk Management, Legal Operations, Entity Management, Subsidiary Governance, Corporate Restructuring, Global Subsidiaries, Legal Technology, AI in Legal Operations, Digital Transformation, Workiva, Wdesk, Intelligize, Governance Reporting, Regulatory Compliance, Corporate Law, Governance Counsel, Corporate Governance Director.
Salary : $190,000 - $250,000