Senior Manager, Investment Compliance

We are partnering with a leading global investment management firm to find a Senior Manager to lead its Investment Compliance Monitoring function.

This is an opportunity for an experienced investment compliance leader to take ownership of a team-wide monitoring framework, combining technical expertise across multiple asset classes with people leadership, process improvement and strategic initiatives.

The opportunity

• Lead investment compliance monitoring across pre-trade, post-trade and batch processes.

• Oversee the interpretation and application of investment guidelines, portfolio restrictions and compliance requirements.

• Identify opportunities to strengthen controls, improve monitoring processes and optimize compliance rules.

• Partner with investment professionals, trading, legal, risk and operations teams to resolve complex issues and support business objectives.

• Drive automation, data-led improvements and emerging AI-enabled solutions.

• Develop and mentor a team, setting clear objectives and building a culture of accountability and continuous improvement.

• Support governance, regulatory changes, audit readiness and the evolution of the wider monitoring framework.

What we're looking for

• Direct experience in Investment Compliance, ideally within an asset manager or a buy-side investment environment.

• Strong knowledge of investment guidelines, portfolio restrictions and monitoring processes.

• Experience leading, developing and motivating a team.

• A track record of improving processes, strengthening controls or supporting transformation initiatives.

• Strong stakeholder management skills and the ability to communicate complex issues clearly.

• Experience with Charles River, Aladdin or a comparable investment compliance/order management platform is beneficial.

This role would suit someone who enjoys combining technical investment compliance expertise with hands-on leadership, while helping a team develop and adapt as the business evolves.